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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IP icon
426
International Paper
IP
$21.9B
$8K ﹤0.01%
211
– –
PDP icon
427
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$8K ﹤0.01%
104
– –
PNC icon
428
PNC Financial Services
PNC
$100B
$8K ﹤0.01%
72
– –
SCHW
429
Charles Schwab
SCHW
$188B
$8K ﹤0.01%
221
– –
TEL icon
430
TE Connectivity
TEL
$62B
$8K ﹤0.01%
78
– –
TWST icon
431
Twist Bioscience
TWST
$7.83B
$8K ﹤0.01%
+100
New +$6.23K
ZS icon
432
Zscaler
ZS
$28.6B
$8K ﹤0.01%
55
– –
ZUMZ icon
433
Zumiez
ZUMZ
$330M
$8K ﹤0.01%
300
– –
RTL
434
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$8K ﹤0.01%
1,200
– –
SINA
435
DELISTED
Sina Corp
SINA
$8K ﹤0.01%
180
– –
BGS icon
436
B&G Foods
BGS
$276M
$7K ﹤0.01%
+250
New +$6.99K
BMO icon
437
Bank of Montreal
BMO
$127B
$7K ﹤0.01%
125
-17
-12% -$984
BTO
438
John Hancock Financial Opportunities Fund
BTO
$800M
$7K ﹤0.01%
+328
New +$7.19K
BWX icon
439
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$7K ﹤0.01%
227
– –
C icon
440
Citigroup
C
$227B
$7K ﹤0.01%
158
+65
+70% +$3.24K
IIM icon
441
Invesco Value Municipal Income Trust
IIM
$595M
$7K ﹤0.01%
497
+5
+1% +$75
IYM icon
442
iShares US Basic Materials ETF
IYM
$1.03B
$7K ﹤0.01%
67
– –
LKQ icon
443
LKQ Corp
LKQ
$6.22B
$7K ﹤0.01%
251
– –
MS icon
444
Morgan Stanley
MS
$338B
$7K ﹤0.01%
150
– –
PJP icon
445
Invesco Pharmaceuticals ETF
PJP
$501M
$7K ﹤0.01%
107
– –
RCL icon
446
Royal Caribbean
RCL
$82.4B
$7K ﹤0.01%
113
– –
RMD icon
447
ResMed
RMD
$31.9B
$7K ﹤0.01%
43
– –
VDE icon
448
Vanguard Energy ETF
VDE
$10.3B
$7K ﹤0.01%
171
+2
+1% +$95
WEX icon
449
WEX
WEX
$6.35B
$7K ﹤0.01%
48
– –
AUY
450
DELISTED
Yamana Gold, Inc.
AUY
$7K ﹤0.01%
1,230
+200
+19% +$1.2K
16 17
18
19 20

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.