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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEX icon
426
WEX
WEX
$6.31B
$10K ﹤0.01%
48
– –
ZUMZ icon
427
Zumiez
ZUMZ
$339M
$10K ﹤0.01%
300
– –
UN
428
DELISTED
Unilever NV New York Registry Shares
UN
$10K ﹤0.01%
179
– –
BAH icon
429
Booz Allen Hamilton
BAH
$9.15B
$9K ﹤0.01%
+130
New +$9.26K
BDX icon
430
Becton Dickinson
BDX
$48.2B
$9K ﹤0.01%
35
– –
BIIB icon
431
Biogen
BIIB
$30.7B
$9K ﹤0.01%
+31
New +$8.6K
BNY
432
Bank of New York Mellon
BNY
$107B
$9K ﹤0.01%
188
– –
IEV icon
433
iShares Europe ETF
IEV
$1.7B
$9K ﹤0.01%
187
+2
+1% +$90
NOC icon
434
Northrop Grumman
NOC
$81.2B
$9K ﹤0.01%
+25
New +$8.79K
PBA icon
435
Pembina Pipeline
PBA
$27.6B
$9K ﹤0.01%
233
– –
RSG icon
436
Republic Services
RSG
$65.7B
$9K ﹤0.01%
99
– –
SPWR
437
DELISTED
SunPower Corporation Common Stock
SPWR
$9K ﹤0.01%
1,680
– –
ASIX icon
438
AdvanSix
ASIX
$444M
$8K ﹤0.01%
419
– –
BKU icon
439
Bankunited
BKU
$3.36B
$8K ﹤0.01%
209
– –
CSL icon
440
Carlisle Companies
CSL
$15.4B
$8K ﹤0.01%
50
– –
ED icon
441
Consolidated Edison
ED
$39.9B
$8K ﹤0.01%
86
+1
+1% +$90
GPC icon
442
Genuine Parts
GPC
$18.7B
$8K ﹤0.01%
+80
New +$8.23K
HXL icon
443
Hexcel
HXL
$7.82B
$8K ﹤0.01%
+115
New +$8.83K
LH icon
444
Labcorp
LH
$25.9B
$8K ﹤0.01%
+58
New +$8.37K
PRAA icon
445
PRA Group
PRAA
$755M
$8K ﹤0.01%
212
– –
SILJ icon
446
Amplify Junior Silver Miners ETF
SILJ
$3.85B
$8K ﹤0.01%
610
– –
BWX icon
447
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$7K ﹤0.01%
227
– –
C icon
448
Citigroup
C
$226B
$7K ﹤0.01%
92
– –
DIA icon
449
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$7K ﹤0.01%
24
-12
-33% -$3.31K
HFRO
450
Highland Opportunities and Income Fund
HFRO
$407M
$7K ﹤0.01%
578
– –
16 17
18
19 20

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AAS
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FGAM
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MCM
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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.