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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
426
Citigroup
C
$226B
$6K ﹤0.01%
92
+29
+46% +$1.97K
CHD icon
427
Church & Dwight Co
CHD
$24.5B
$6K ﹤0.01%
80
– –
EFV icon
428
iShares MSCI EAFE Value ETF
EFV
$29.4B
$6K ﹤0.01%
129
– –
FIS icon
429
Fidelity National Information Services
FIS
$22.1B
$6K ﹤0.01%
42
– –
HAS icon
430
Hasbro
HAS
$13.2B
$6K ﹤0.01%
+50
New +$5.7K
IYE icon
431
iShares US Energy ETF
IYE
$1.71B
$6K ﹤0.01%
200
– –
IYM icon
432
iShares US Basic Materials ETF
IYM
$1.25B
$6K ﹤0.01%
67
– –
MCHP icon
433
Microchip Technology
MCHP
$46B
$6K ﹤0.01%
120
– –
PFG icon
434
Principal Financial Group
PFG
$24.3B
$6K ﹤0.01%
100
– –
PJP icon
435
Invesco Pharmaceuticals ETF
PJP
$479M
$6K ﹤0.01%
107
– –
PNC icon
436
PNC Financial Services
PNC
$101B
$6K ﹤0.01%
45
– –
RMD icon
437
ResMed
RMD
$30.7B
$6K ﹤0.01%
43
– –
ECHO
438
EchoStar
ECHO
$26.2B
$6K ﹤0.01%
160
-37
-19% -$1.34K
SILJ icon
439
Amplify Junior Silver Miners ETF
SILJ
$3.85B
$6K ﹤0.01%
610
– –
TMUS icon
440
T-Mobile US
TMUS
$190B
$6K ﹤0.01%
75
– –
TWLO icon
441
Twilio
TWLO
$36.6B
$6K ﹤0.01%
51
-110
-68% -$14.3K
UBER icon
442
Uber
UBER
$153B
$6K ﹤0.01%
185
– –
VFC icon
443
VF Corp
VFC
$5.89B
$6K ﹤0.01%
65
– –
BECN
444
DELISTED
Beacon Roofing Supply, Inc.
BECN
$6K ﹤0.01%
175
– –
ABEV icon
445
Ambev
ABEV
$46.4B
$5K ﹤0.01%
1,044
– –
AG icon
446
First Majestic Silver
AG
$9.07B
$5K ﹤0.01%
510
-100
-16% -$977
ALB icon
447
Albemarle
ALB
$15.5B
$5K ﹤0.01%
71
+50
+238% +$3.41K
AVAV icon
448
AeroVironment
AVAV
$9.45B
$5K ﹤0.01%
100
– –
BKR icon
449
Baker Hughes
BKR
$61.1B
$5K ﹤0.01%
223
+2
+0.9% +$47
CNQ icon
450
Canadian Natural Resources
CNQ
$93.8B
$5K ﹤0.01%
408
– –
16 17
18
19 20

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.