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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+11.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$273M
AUM Growth
+$69.5M
Cap. Flow
+$42.8M
Cap. Flow %
15.68%
Top 10 Hldgs %
61.32%
Holding
683
New
34
Increased
82
Reduced
106
Closed
63

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.4M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$13.8M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$12.7M
4
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.7M
5
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.2M

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$16.9M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$12.7M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$11.7M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11M
5
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Industrials 4.91%
3 Consumer Discretionary 3.65%
4 Healthcare 1.96%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHF
426
Western Asset Municipal High Income Fund
MHF
$153M
$7K ﹤0.01%
967
– –
PJP icon
427
Invesco Pharmaceuticals ETF
PJP
$498M
$7K ﹤0.01%
107
– –
RGLD icon
428
Royal Gold
RGLD
$19.5B
$7K ﹤0.01%
82
– –
RSPF icon
429
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$7K ﹤0.01%
177
-273,446
-100% -$11M
SLYG icon
430
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
$7K ﹤0.01%
118
-286,157
-100% -$16.9M
SPH icon
431
Suburban Propane Partners
SPH
$1.18B
$7K ﹤0.01%
300
– –
SYK icon
432
Stryker
SYK
$130B
$7K ﹤0.01%
35
– –
TCOM icon
433
Trip.com Group
TCOM
$29.1B
$7K ﹤0.01%
150
– –
TEVA icon
434
Teva Pharmaceuticals
TEVA
$41.2B
$7K ﹤0.01%
465
– –
WMB icon
435
Williams Companies
WMB
$86.1B
$7K ﹤0.01%
250
– –
ZUMZ icon
436
Zumiez
ZUMZ
$339M
$7K ﹤0.01%
300
– –
BECN
437
DELISTED
Beacon Roofing Supply, Inc.
BECN
$7K ﹤0.01%
217
– –
ROIC
438
DELISTED
Retail Opportunity Investments Corp.
ROIC
$7K ﹤0.01%
415
– –
SPWR
439
DELISTED
SunPower Corporation Common Stock
SPWR
$7K ﹤0.01%
1,680
– –
MFGP
440
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$7K ﹤0.01%
226
– –
ALGT icon
441
Allegiant Air
ALGT
$2.57B
$6K ﹤0.01%
50
– –
BIP icon
442
Brookfield Infrastructure Partners
BIP
$18B
$6K ﹤0.01%
+227
New +$5.33K
BWX icon
443
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$6K ﹤0.01%
227
– –
CHD icon
444
Church & Dwight Co
CHD
$24.5B
$6K ﹤0.01%
80
– –
CNQ icon
445
Canadian Natural Resources
CNQ
$93.8B
$6K ﹤0.01%
408
– –
CSL icon
446
Carlisle Companies
CSL
$15.4B
$6K ﹤0.01%
50
– –
EFV icon
447
iShares MSCI EAFE Value ETF
EFV
$30.2B
$6K ﹤0.01%
129
-162
-56% -$7.79K
HES
448
DELISTED
Hess
HES
$6K ﹤0.01%
102
+67
+191% +$3.69K
IWB icon
449
iShares Russell 1000 ETF
IWB
$50.2B
$6K ﹤0.01%
+41
New +$6.2K
IYM icon
450
iShares US Basic Materials ETF
IYM
$1.02B
$6K ﹤0.01%
67
– –
16 17
18
19 20

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Tradewinds Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Tradewinds Capital Management held 683 positions worth $273M, up 34% from $203M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Tradewinds Capital Management deployed $42.8M of net new capital in Q1 2019, opening 34 new positions and adding to 82 existing holdings. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $16.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2019 buy was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q1 2019, an estimated $12.7M increase.
  • Tradewinds Capital Management's biggest Q1 2019 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $16.9M.
  • Tradewinds Capital Management fully exited Invesco S&P 500 Equal Weight Energy ETF in Q1 2019, selling an estimated $10.1M.
  • Tradewinds Capital Management's ten largest holdings make up 61% of its $273M portfolio in Q1 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 63 in Q1 2019.
  • Tradewinds Capital Management's portfolio value rose 34% quarter-over-quarter to $273M.

Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.