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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGLD icon
426
Royal Gold
RGLD
$19.5B
$7K ﹤0.01%
82
+1
+1% +$77
RIG icon
427
Transocean
RIG
$5.82B
$7K ﹤0.01%
965
– –
RSG icon
428
Republic Services
RSG
$65.7B
$7K ﹤0.01%
99
– –
SPOT icon
429
Spotify
SPOT
$100B
$7K ﹤0.01%
65
– –
SU icon
430
Suncor Energy
SU
$70.3B
$7K ﹤0.01%
268
– –
SYF icon
431
Synchrony
SYF
$25.6B
$7K ﹤0.01%
280
– –
TEVA icon
432
Teva Pharmaceuticals
TEVA
$41.2B
$7K ﹤0.01%
465
– –
TRI icon
433
Thomson Reuters
TRI
$44.1B
$7K ﹤0.01%
142
+13
+10% +$697
WEX icon
434
WEX
WEX
$6.31B
$7K ﹤0.01%
48
– –
WRB icon
435
W.R. Berkley
WRB
$26.6B
$7K ﹤0.01%
331
+125
+61% +$2.81K
BECN
436
DELISTED
Beacon Roofing Supply, Inc.
BECN
$7K ﹤0.01%
217
– –
ROIC
437
DELISTED
Retail Opportunity Investments Corp.
ROIC
$7K ﹤0.01%
415
– –
BPL
438
DELISTED
Buckeye Partners, L.P.
BPL
$7K ﹤0.01%
232
– –
LLL
439
DELISTED
L3 Technologies, Inc.
LLL
$7K ﹤0.01%
41
– –
AMP icon
440
Ameriprise Financial
AMP
$48.8B
$6K ﹤0.01%
60
– –
BBSI icon
441
Barrett Business Services
BBSI
$804M
$6K ﹤0.01%
436
– –
BIDU icon
442
Baidu
BIDU
$37.2B
$6K ﹤0.01%
+40
New +$7.46K
BKR icon
443
Baker Hughes
BKR
$61.1B
$6K ﹤0.01%
268
-195
-42% -$4.98K
BWX icon
444
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$6K ﹤0.01%
227
-591
-72% -$16K
BX icon
445
Blackstone
BX
$110B
$6K ﹤0.01%
200
– –
ED icon
446
Consolidated Edison
ED
$39.9B
$6K ﹤0.01%
83
+1
+1% +$78
EDIT icon
447
Editas Medicine
EDIT
$442M
$6K ﹤0.01%
277
– –
EWU icon
448
iShares MSCI United Kingdom ETF
EWU
$4.16B
$6K ﹤0.01%
198
+197
+19,700% +$6.2K
IYE icon
449
iShares US Energy ETF
IYE
$1.71B
$6K ﹤0.01%
200
– –
IYM icon
450
iShares US Basic Materials ETF
IYM
$1.25B
$6K ﹤0.01%
67
– –
16 17
18
19 20

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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.