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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGN
426
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$9K ﹤0.01%
2,002
+59
+3% +$291
PBA icon
427
Pembina Pipeline
PBA
$27.6B
$9K ﹤0.01%
275
+42
+18% +$1.46K
RNG icon
428
RingCentral
RNG
$5.28B
$9K ﹤0.01%
100
– –
SYF icon
429
Synchrony
SYF
$25.6B
$9K ﹤0.01%
280
– –
TWLO icon
430
Twilio
TWLO
$36.6B
$9K ﹤0.01%
110
– –
RTL
431
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$9K ﹤0.01%
+600
New +$9.48K
LLL
432
DELISTED
L3 Technologies, Inc.
LLL
$9K ﹤0.01%
41
– –
SHPG
433
DELISTED
Shire pic
SHPG
$9K ﹤0.01%
50
– –
BX icon
434
Blackstone
BX
$110B
$8K ﹤0.01%
200
-300
-60% -$10.8K
CHGG icon
435
Chegg
CHGG
$102M
$8K ﹤0.01%
296
– –
ECL icon
436
Ecolab
ECL
$79.9B
$8K ﹤0.01%
50
– –
GSK icon
437
GSK
GSK
$106B
$8K ﹤0.01%
160
– –
IEV icon
438
iShares Europe ETF
IEV
$1.7B
$8K ﹤0.01%
179
– –
IYE icon
439
iShares US Energy ETF
IYE
$1.71B
$8K ﹤0.01%
+200
New +$8.28K
LIT icon
440
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$8K ﹤0.01%
253
– –
LKQ icon
441
LKQ Corp
LKQ
$6.29B
$8K ﹤0.01%
251
– –
PCG icon
442
PG&E
PCG
$38.5B
$8K ﹤0.01%
173
– –
IMVP
443
Invesco India ETF
IMVP
$116M
$8K ﹤0.01%
324
– –
PRAA icon
444
PRA Group
PRAA
$755M
$8K ﹤0.01%
212
– –
ZUMZ icon
445
Zumiez
ZUMZ
$339M
$8K ﹤0.01%
300
– –
BECN
446
DELISTED
Beacon Roofing Supply, Inc.
BECN
$8K ﹤0.01%
217
– –
ROIC
447
DELISTED
Retail Opportunity Investments Corp.
ROIC
$8K ﹤0.01%
415
– –
SPWR
448
DELISTED
SunPower Corporation Common Stock
SPWR
$8K ﹤0.01%
1,680
– –
BPL
449
DELISTED
Buckeye Partners, L.P.
BPL
$8K ﹤0.01%
232
– –
UN
450
DELISTED
Unilever NV New York Registry Shares
UN
$8K ﹤0.01%
150
– –
16 17
18
19 20

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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.