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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGN
426
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$795M
$10K ﹤0.01%
1,832
+50
+3% +$269
LKQ icon
427
LKQ Corp
LKQ
$6.1B
$10K ﹤0.01%
251
– –
PCG icon
428
PG&E
PCG
$37.9B
$10K ﹤0.01%
227
– –
ECHO
429
EchoStar
ECHO
$25.5B
$10K ﹤0.01%
197
– –
SU icon
430
Suncor Energy
SU
$74.2B
$10K ﹤0.01%
268
– –
WBIF icon
431
WBI BullBear Value 3000 ETF
WBIF
$23.4M
$10K ﹤0.01%
343
– –
WBIG icon
432
WBI BullBear Yield 3000 ETF
WBIG
$31.9M
$10K ﹤0.01%
387
– –
AVA icon
433
Avista
AVA
$3.25B
$9K ﹤0.01%
182
– –
DIA icon
434
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.7B
$9K ﹤0.01%
36
– –
EDIT icon
435
Editas Medicine
EDIT
$422M
$9K ﹤0.01%
277
– –
ET icon
436
Energy Transfer Partners
ET
$69.9B
$9K ﹤0.01%
500
+100
+25% +$1.7K
FNKO icon
437
Funko
FNKO
$314M
$9K ﹤0.01%
+1,365
New +$10.5K
GDXJ icon
438
VanEck Junior Gold Miners ETF
GDXJ
$7.87B
$9K ﹤0.01%
250
– –
OXM icon
439
Oxford Industries
OXM
$580M
$9K ﹤0.01%
124
– –
IMVP
440
Invesco India ETF
IMVP
$115M
$9K ﹤0.01%
324
+1
+0.3% +$25
SLYV icon
441
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.02B
$9K ﹤0.01%
144
-20
-12% -$1.27K
TXRH icon
442
Texas Roadhouse
TXRH
$13.7B
$9K ﹤0.01%
163
– –
SPWR
443
DELISTED
SunPower Corporation Common Stock
SPWR
$9K ﹤0.01%
1,680
– –
WBIB
444
DELISTED
WBI BullBear Value 2000 ETF
WBIB
$9K ﹤0.01%
326
– –
DATA
445
DELISTED
Tableau Software, Inc.
DATA
$9K ﹤0.01%
+137
New +$10.1K
WBID
446
DELISTED
WBI BullBear Quality 2000 ETF
WBID
$9K ﹤0.01%
370
– –
ALGT icon
447
Allegiant Air
ALGT
$2.79B
$8K ﹤0.01%
50
– –
FLOT icon
448
iShares Floating Rate Bond ETF
FLOT
$10.3B
$8K ﹤0.01%
164
– –
HES
449
DELISTED
Hess
HES
$8K ﹤0.01%
159
– –
IEV icon
450
iShares Europe ETF
IEV
$1.69B
$8K ﹤0.01%
175
+1
+0.6% +$47
16 17
18
19 20

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.