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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEV icon
426
iShares Europe ETF
IEV
$1.69B
$8K ﹤0.01%
174
– –
IWM icon
427
iShares Russell 2000 ETF
IWM
$82.5B
$8K ﹤0.01%
52
– –
LIT icon
428
Global X Lithium & Battery Tech ETF
LIT
$1.57B
$8K ﹤0.01%
220
– –
OXM icon
429
Oxford Industries
OXM
$580M
$8K ﹤0.01%
124
– –
PBA icon
430
Pembina Pipeline
PBA
$27.4B
$8K ﹤0.01%
233
– –
IMVP
431
Invesco India ETF
IMVP
$115M
$8K ﹤0.01%
323
+2
+0.6% +$49
SPH icon
432
Suburban Propane Partners
SPH
$1.18B
$8K ﹤0.01%
300
– –
TXRH icon
433
Texas Roadhouse
TXRH
$13.7B
$8K ﹤0.01%
163
– –
WMB icon
434
Williams Companies
WMB
$87.8B
$8K ﹤0.01%
250
– –
XIFR
435
XPLR Infrastructure LP
XIFR
$1.09B
$8K ﹤0.01%
200
– –
SPWR
436
DELISTED
SunPower Corporation Common Stock
SPWR
$8K ﹤0.01%
1,680
– –
WBIB
437
DELISTED
WBI BullBear Value 2000 ETF
WBIB
$8K ﹤0.01%
+326
New +$8.03K
ALGT icon
438
Allegiant Air
ALGT
$2.79B
$7K ﹤0.01%
+50
New +$6.44K
CNQ icon
439
Canadian Natural Resources
CNQ
$93.3B
$7K ﹤0.01%
408
– –
EDIT icon
440
Editas Medicine
EDIT
$422M
$7K ﹤0.01%
277
– –
EFV icon
441
iShares MSCI EAFE Value ETF
EFV
$29.2B
$7K ﹤0.01%
129
– –
ET icon
442
Energy Transfer Partners
ET
$70B
$7K ﹤0.01%
400
– –
HES
443
DELISTED
Hess
HES
$7K ﹤0.01%
159
– –
KEYS icon
444
Keysight
KEYS
$57.4B
$7K ﹤0.01%
159
– –
MHF
445
Western Asset Municipal High Income Fund
MHF
$153M
$7K ﹤0.01%
967
– –
OTTR icon
446
Otter Tail
OTTR
$3.9B
$7K ﹤0.01%
160
– –
PJP icon
447
Invesco Pharmaceuticals ETF
PJP
$479M
$7K ﹤0.01%
107
– –
RGLD icon
448
Royal Gold
RGLD
$18.3B
$7K ﹤0.01%
80
– –
RSG icon
449
Republic Services
RSG
$63.7B
$7K ﹤0.01%
99
+14
+16% +$910
SILJ icon
450
Amplify Junior Silver Miners ETF
SILJ
$3.67B
$7K ﹤0.01%
600
– –
16 17
18
19 20

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AAS
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FGAM
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MCM
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PSC
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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.