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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXM icon
426
Oxford Industries
OXM
$577M
$8K ﹤0.01%
124
– –
PBA icon
427
Pembina Pipeline
PBA
$28.3B
$8K ﹤0.01%
233
– –
PRAA icon
428
PRA Group
PRAA
$671M
$8K ﹤0.01%
212
– –
PSEC icon
429
Prospect Capital
PSEC
$1.09B
$8K ﹤0.01%
+1,014
New +$8.7K
SU icon
430
Suncor Energy
SU
$78.1B
$8K ﹤0.01%
268
-50
-16% -$1.54K
TXRH icon
431
Texas Roadhouse
TXRH
$14B
$8K ﹤0.01%
163
– –
VALE icon
432
Vale
VALE
$62.1B
$8K ﹤0.01%
900
– –
WMB icon
433
Williams Companies
WMB
$87B
$8K ﹤0.01%
250
– –
BFH icon
434
Bread Financial
BFH
$4.5B
$7K ﹤0.01%
33
– –
EFV icon
435
iShares MSCI EAFE Value ETF
EFV
$29B
$7K ﹤0.01%
129
– –
ET icon
436
Energy Transfer Partners
ET
$70.5B
$7K ﹤0.01%
400
– –
GDXJ icon
437
VanEck Junior Gold Miners ETF
GDXJ
$6.93B
$7K ﹤0.01%
200
-80
-29% -$2.66K
HES
438
DELISTED
Hess
HES
$7K ﹤0.01%
159
– –
IWM icon
439
iShares Russell 2000 ETF
IWM
$81.3B
$7K ﹤0.01%
52
– –
LVS icon
440
Las Vegas Sands
LVS
$30.5B
$7K ﹤0.01%
107
+85
+386% +$5.09K
MHF
441
Western Asset Municipal High Income Fund
MHF
$152M
$7K ﹤0.01%
967
– –
MLPA icon
442
Global X MLP ETF
MLPA
$2.29B
$7K ﹤0.01%
109
+2
+2% +$134
IMVP
443
Invesco India ETF
IMVP
$114M
$7K ﹤0.01%
321
+1
+0.3% +$23
PJP icon
444
Invesco Pharmaceuticals ETF
PJP
$465M
$7K ﹤0.01%
107
– –
SILJ icon
445
Amplify Junior Silver Miners ETF
SILJ
$3.2B
$7K ﹤0.01%
600
– –
SPH icon
446
Suburban Propane Partners
SPH
$1.24B
$7K ﹤0.01%
+300
New +$7.4K
TEVA icon
447
Teva Pharmaceuticals
TEVA
$39.6B
$7K ﹤0.01%
+200
New +$6.19K
TRI icon
448
Thomson Reuters
TRI
$44.4B
$7K ﹤0.01%
129
– –
TTWO icon
449
Take-Two Interactive
TTWO
$46.3B
$7K ﹤0.01%
100
– –
UHAL icon
450
U-Haul Holding Co
UHAL
$14B
$7K ﹤0.01%
200
-50
-20% -$1.81K
16 17
18
19 20

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.