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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$560K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HES
426
DELISTED
Hess
HES
$8K 0.01%
159
– –
LMT icon
427
Lockheed Martin
LMT
$133B
$8K 0.01%
30
-8
-21% -$2.1K
MCO icon
428
Moody's
MCO
$83.8B
$8K 0.01%
75
– –
SILJ icon
429
Amplify Junior Silver Miners ETF
SILJ
$3.67B
$8K 0.01%
600
– –
WOOD icon
430
iShares Global Timber & Forestry ETF
WOOD
$271M
$8K 0.01%
+133
New +$7.46K
ELLI
431
DELISTED
Ellie Mae Inc
ELLI
$8K 0.01%
+82
New +$7.53K
HAWK
432
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$8K 0.01%
197
– –
SPN
433
DELISTED
Superior Energy Services, Inc.
SPN
$8K 0.01%
57
+43
+307% +$7.08K
AVA icon
434
Avista
AVA
$3.25B
$7K ﹤0.01%
182
-251
-58% -$9.84K
CNQ icon
435
Canadian Natural Resources
CNQ
$93.3B
$7K ﹤0.01%
408
– –
DIA icon
436
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.7B
$7K ﹤0.01%
36
– –
IEV icon
437
iShares Europe ETF
IEV
$1.69B
$7K ﹤0.01%
+171
New +$6.9K
IWM icon
438
iShares Russell 2000 ETF
IWM
$82.5B
$7K ﹤0.01%
52
– –
KSS icon
439
Kohl's
KSS
$2.23B
$7K ﹤0.01%
169
+154
+1,027% +$6.29K
LKQ icon
440
LKQ Corp
LKQ
$6.1B
$7K ﹤0.01%
+251
New +$7.81K
MHF
441
Western Asset Municipal High Income Fund
MHF
$153M
$7K ﹤0.01%
967
– –
MLPA icon
442
Global X MLP ETF
MLPA
$2.26B
$7K ﹤0.01%
107
+66
+161% +$4.64K
ACH
443
Accendra Health
ACH
$227M
$7K ﹤0.01%
+193
New +$6.89K
OXM icon
444
Oxford Industries
OXM
$580M
$7K ﹤0.01%
124
– –
PBA icon
445
Pembina Pipeline
PBA
$27.4B
$7K ﹤0.01%
233
– –
IMVP
446
Invesco India ETF
IMVP
$115M
$7K ﹤0.01%
+320
New +$6.8K
PRAA icon
447
PRA Group
PRAA
$672M
$7K ﹤0.01%
+212
New +$7.96K
SNCR
448
DELISTED
Synchronoss Technologies
SNCR
$7K ﹤0.01%
+32
New +$9.34K
TXRH icon
449
Texas Roadhouse
TXRH
$13.7B
$7K ﹤0.01%
+163
New +$7.33K
USCI icon
450
US Commodity Index
USCI
$361M
$7K ﹤0.01%
180
+115
+177% +$4.59K
16 17
18
19 20

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PSC
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.