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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSM icon
426
Fortuna Silver Mines
FSM
$3.07B
$6K ﹤0.01%
1,000
+500
+100% +$3.15K
GDX icon
427
VanEck Gold Miners ETF
GDX
$27.4B
$6K ﹤0.01%
300
-450
-60% -$9.99K
IYM icon
428
iShares US Basic Materials ETF
IYM
$1.25B
$6K ﹤0.01%
67
– –
PJP icon
429
Invesco Pharmaceuticals ETF
PJP
$479M
$6K ﹤0.01%
107
– –
RGR icon
430
Sturm, Ruger & Co
RGR
$593M
$6K ﹤0.01%
110
-27
-20% -$1.49K
TMUS icon
431
T-Mobile US
TMUS
$190B
$6K ﹤0.01%
100
– –
VFC icon
432
VF Corp
VFC
$5.89B
$6K ﹤0.01%
113
– –
VRTX icon
433
Vertex Pharmaceuticals
VRTX
$126B
$6K ﹤0.01%
81
– –
X
434
DELISTED
US Steel
X
$6K ﹤0.01%
170
– –
SRC
435
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$6K ﹤0.01%
120
-134
-53% -$6.81K
FRGI
436
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$6K ﹤0.01%
200
– –
DRE
437
DELISTED
Duke Realty Corp.
DRE
$6K ﹤0.01%
233
– –
ACTG icon
438
Acacia Research
ACTG
$470M
$5K ﹤0.01%
750
– –
ADM icon
439
Archer Daniels Midland
ADM
$36.9B
$5K ﹤0.01%
117
+1
+0.9% +$44
AG icon
440
First Majestic Silver
AG
$9.07B
$5K ﹤0.01%
+600
New +$5K
AMBA icon
441
Ambarella
AMBA
$3.81B
$5K ﹤0.01%
100
-150
-60% -$9.05K
COF icon
442
Capital One
COF
$134B
$5K ﹤0.01%
61
– –
HBAN icon
443
Huntington Bancshares
HBAN
$35.5B
$5K ﹤0.01%
355
– –
HIO
444
Western Asset High Income Opportunity Fund
HIO
$340M
$5K ﹤0.01%
1,000
– –
MAG
445
DELISTED
MAG Silver
MAG
$5K ﹤0.01%
+410
New +$5.28K
PNC icon
446
PNC Financial Services
PNC
$101B
$5K ﹤0.01%
45
– –
TEL icon
447
TE Connectivity
TEL
$62.6B
$5K ﹤0.01%
75
-12
-14% -$795
UNG icon
448
United States Natural Gas Fund
UNG
$455M
$5K ﹤0.01%
31
– –
NBIS
449
Nebius Group N.V.
NBIS
$47.7B
$5K ﹤0.01%
235
– –
FCRD
450
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5K ﹤0.01%
+500
New +$4.87K
16 17
18
19 20

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.