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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
426
VF Corp
VFC
$5.89B
$6K ﹤0.01%
113
– –
DRE
427
DELISTED
Duke Realty Corp.
DRE
$6K ﹤0.01%
233
– –
HAWK
428
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$6K ﹤0.01%
197
– –
ACTG icon
429
Acacia Research
ACTG
$470M
$5K ﹤0.01%
750
– –
ADM icon
430
Archer Daniels Midland
ADM
$36.9B
$5K ﹤0.01%
116
+1
+0.9% +$43
APOG icon
431
Apogee Enterprises
APOG
$908M
$5K ﹤0.01%
121
– –
CSL icon
432
Carlisle Companies
CSL
$15.4B
$5K ﹤0.01%
50
– –
EEM icon
433
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$5K ﹤0.01%
127
– –
GGN
434
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$5K ﹤0.01%
800
+25
+3% +$164
HIO
435
Western Asset High Income Opportunity Fund
HIO
$340M
$5K ﹤0.01%
1,000
– –
IYM icon
436
iShares US Basic Materials ETF
IYM
$1.25B
$5K ﹤0.01%
67
– –
JRS icon
437
Nuveen Real Estate Income Fund
JRS
$246M
$5K ﹤0.01%
+400
New +$4.8K
KWEB icon
438
KraneShares CSI China Internet ETF
KWEB
$5.67B
$5K ﹤0.01%
+110
New +$4.16K
TMUS icon
439
T-Mobile US
TMUS
$190B
$5K ﹤0.01%
+100
New +$4.59K
ZUMZ icon
440
Zumiez
ZUMZ
$339M
$5K ﹤0.01%
300
– –
NBIS
441
Nebius Group N.V.
NBIS
$47.7B
$5K ﹤0.01%
235
– –
FRGI
442
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$5K ﹤0.01%
200
– –
BREW
443
DELISTED
Craft Brew Alliance, Inc.
BREW
$5K ﹤0.01%
240
– –
PETX
444
DELISTED
Aratana Therapeutics, Inc.
PETX
$5K ﹤0.01%
+500
New +$4.15K
VR
445
DELISTED
Validus Hold Ltd
VR
$5K ﹤0.01%
+98
New +$4.87K
WFM
446
DELISTED
Whole Foods Market Inc
WFM
$5K ﹤0.01%
172
-40
-19% -$1.23K
MFT
447
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$5K ﹤0.01%
300
-30,241
-99% -$471K
CFCB
448
DELISTED
Centrue Financial Corporation
CFCB
$5K ﹤0.01%
200
– –
COF icon
449
Capital One
COF
$134B
$4K ﹤0.01%
61
– –
DHI icon
450
D.R. Horton
DHI
$42.3B
$4K ﹤0.01%
127
– –
16 17
18
19 20

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.