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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
426
iShares Russell 2000 ETF
IWM
$82.5B
$6K ﹤0.01%
52
-72
-58% -$8.12K
KEYS icon
427
Keysight
KEYS
$57.4B
$6K ﹤0.01%
198
– –
RGLD icon
428
Royal Gold
RGLD
$18.3B
$6K ﹤0.01%
+88
New +$5.23K
ECHO
429
EchoStar
ECHO
$25.5B
$6K ﹤0.01%
197
– –
TRI icon
430
Thomson Reuters
TRI
$43B
$6K ﹤0.01%
129
– –
FCRD
431
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$6K ﹤0.01%
500
– –
DRE
432
DELISTED
Duke Realty Corp.
DRE
$6K ﹤0.01%
233
– –
ARLZ
433
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$6K ﹤0.01%
+1,706
New +$6.44K
ADM icon
434
Archer Daniels Midland
ADM
$37.4B
$5K ﹤0.01%
115
– –
AEP icon
435
American Electric Power
AEP
$68.8B
$5K ﹤0.01%
77
– –
AXP icon
436
American Express
AXP
$236B
$5K ﹤0.01%
90
-168
-65% -$10.6K
BFH icon
437
Bread Financial
BFH
$4.54B
$5K ﹤0.01%
33
– –
CSL icon
438
Carlisle Companies
CSL
$15.3B
$5K ﹤0.01%
50
– –
GGN
439
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$795M
$5K ﹤0.01%
+775
New +$4.91K
HIO
440
Western Asset High Income Opportunity Fund
HIO
$339M
$5K ﹤0.01%
1,000
– –
IYM icon
441
iShares US Basic Materials ETF
IYM
$1.23B
$5K ﹤0.01%
67
– –
KMB icon
442
Kimberly-Clark
KMB
$37.3B
$5K ﹤0.01%
35
– –
POWI icon
443
Power Integrations
POWI
$3.45B
$5K ﹤0.01%
+190
New +$4.64K
SJM icon
444
J.M. Smucker
SJM
$12.7B
$5K ﹤0.01%
31
– –
SPG icon
445
Simon Property Group
SPG
$72.9B
$5K ﹤0.01%
23
– –
TEL icon
446
TE Connectivity
TEL
$63.2B
$5K ﹤0.01%
87
– –
THS
447
DELISTED
Treehouse Foods
THS
$5K ﹤0.01%
+50
New +$4.61K
USO icon
448
United States Oil Fund
USO
$1.79B
$5K ﹤0.01%
50
– –
WMB icon
449
Williams Companies
WMB
$87.8B
$5K ﹤0.01%
250
-1,750
-88% -$35.1K
XLE icon
450
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$5K ﹤0.01%
+150
New +$4.95K
16 17
18
19 20

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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.