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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXM icon
426
Oxford Industries
OXM
$552M
$8K 0.01%
124
– –
UNIT
427
Uniti Group
UNIT
$2.32B
$8K 0.01%
364
– –
VUG icon
428
Vanguard Morningstar Growth ETF
VUG
$231B
$8K 0.01%
450
– –
BNY
429
Bank of New York Mellon
BNY
$107B
$7K ﹤0.01%
188
-300
-61% -$10.9K
EMB icon
430
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$7K ﹤0.01%
63
+50
+385% +$5.33K
IONS icon
431
Ionis Pharmaceuticals
IONS
$9.4B
$7K ﹤0.01%
170
– –
LITE icon
432
Lumentum
LITE
$69.3B
$7K ﹤0.01%
276
– –
MCO icon
433
Moody's
MCO
$82.7B
$7K ﹤0.01%
75
– –
ECHO
434
EchoStar
ECHO
$26.2B
$7K ﹤0.01%
197
– –
URI icon
435
United Rentals
URI
$72.4B
$7K ﹤0.01%
+110
New +$6.12K
VFC icon
436
VF Corp
VFC
$5.89B
$7K ﹤0.01%
113
– –
FRGI
437
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$7K ﹤0.01%
200
– –
EEP
438
DELISTED
Enbridge Energy Partners
EEP
– –
0
– –
UWTI
439
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
$7K ﹤0.01%
+350
New +$7.46K
HAWK
440
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$7K ﹤0.01%
197
– –
AMBA icon
441
Ambarella
AMBA
$3.81B
$6K ﹤0.01%
125
– –
AZN icon
442
AstraZeneca
AZN
$250B
$6K ﹤0.01%
100
– –
BFH icon
443
Bread Financial
BFH
$4.38B
$6K ﹤0.01%
33
– –
BSX icon
444
Boston Scientific
BSX
$71.5B
$6K ﹤0.01%
300
– –
CERS icon
445
Cerus
CERS
$474M
$6K ﹤0.01%
+1,000
New +$5.54K
DD icon
446
DuPont de Nemours
DD
$19.2B
$6K ﹤0.01%
49
+39
+390% +$4.67K
DIA icon
447
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$6K ﹤0.01%
36
– –
ECL icon
448
Ecolab
ECL
$79.9B
$6K ﹤0.01%
50
– –
EFV icon
449
iShares MSCI EAFE Value ETF
EFV
$29.4B
$6K ﹤0.01%
129
– –
GDXJ icon
450
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$6K ﹤0.01%
201
– –
16 17
18
19 20

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Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.