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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
426
Ecolab
ECL
$79.9B
$6K ﹤0.01%
50
– –
EFV icon
427
iShares MSCI EAFE Value ETF
EFV
$29.4B
$6K ﹤0.01%
129
– –
IWM icon
428
iShares Russell 2000 ETF
IWM
$83B
$6K ﹤0.01%
52
– –
KEYS icon
429
Keysight
KEYS
$58.3B
$6K ﹤0.01%
198
– –
LITE icon
430
Lumentum
LITE
$69.3B
$6K ﹤0.01%
276
– –
RSPG icon
431
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$546M
$6K ﹤0.01%
123
– –
ECHO
432
EchoStar
ECHO
$26.2B
$6K ﹤0.01%
197
– –
TEL icon
433
TE Connectivity
TEL
$62.6B
$6K ﹤0.01%
87
– –
TRI icon
434
Thomson Reuters
TRI
$44.1B
$6K ﹤0.01%
129
– –
BRCM
435
DELISTED
BROADCOM CORP CL-A
BRCM
$6K ﹤0.01%
105
– –
APA icon
436
APA Corp
APA
$13.2B
$5K ﹤0.01%
103
– –
DLR icon
437
Digital Realty Trust
DLR
$71.7B
$5K ﹤0.01%
+60
New +$4.33K
DVN icon
438
Devon Energy
DVN
$47.3B
$5K ﹤0.01%
153
– –
EFA icon
439
iShares MSCI EAFE ETF
EFA
$80.2B
$5K ﹤0.01%
79
– –
HIO
440
Western Asset High Income Opportunity Fund
HIO
$340M
$5K ﹤0.01%
1,000
– –
IGIB icon
441
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$5K ﹤0.01%
88
– –
IYM icon
442
iShares US Basic Materials ETF
IYM
$1.25B
$5K ﹤0.01%
67
– –
JEF icon
443
Jefferies Financial Group
JEF
$13.1B
$5K ﹤0.01%
290
– –
KMI icon
444
Kinder Morgan
KMI
$68.7B
$5K ﹤0.01%
355
-416
-54% -$9.91K
L icon
445
Loews
L
$23.6B
$5K ﹤0.01%
140
– –
NUGT icon
446
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.23B
$5K ﹤0.01%
+50
New +$6.32K
PBA icon
447
Pembina Pipeline
PBA
$27.6B
$5K ﹤0.01%
233
– –
PRGO icon
448
Perrigo
PRGO
$1.78B
$5K ﹤0.01%
32
-7
-18% -$1.08K
STX icon
449
Seagate
STX
$184B
$5K ﹤0.01%
145
– –
ZUMZ icon
450
Zumiez
ZUMZ
$339M
$5K ﹤0.01%
300
– –
16 17
18
19 20

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.