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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PJP icon
426
Invesco Pharmaceuticals ETF
PJP
$479M
$7K 0.01%
107
– –
UAA icon
427
Under Armour
UAA
$2.6B
$7K 0.01%
+200
New +$6.74K
QVCGA
428
DELISTED
QVC Group Inc Series A
QVCGA
$7K 0.01%
5
– –
AET
429
DELISTED
Aetna Inc
AET
$7K 0.01%
82
– –
COV
430
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$7K 0.01%
65
-12
-16% -$1.15K
HAWK
431
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$7K 0.01%
197
– –
ADM icon
432
Archer Daniels Midland
ADM
$36.9B
$6K ﹤0.01%
111
+1
+0.9% +$50
BHP icon
433
BHP
BHP
$230B
$6K ﹤0.01%
144
– –
CMI icon
434
Cummins
CMI
$88.7B
$6K ﹤0.01%
45
– –
DIA icon
435
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$6K ﹤0.01%
36
-24
-40% -$4.16K
EA
436
DELISTED
Electronic Arts
EA
$6K ﹤0.01%
120
– –
IYM icon
437
iShares US Basic Materials ETF
IYM
$1.25B
$6K ﹤0.01%
67
– –
J icon
438
Jacobs Solutions
J
$17B
$6K ﹤0.01%
157
+36
+30% +$1.37K
NCV
439
Virtus Convertible & Income Fund
NCV
$390M
$6K ﹤0.01%
169
– –
RSP icon
440
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$6K ﹤0.01%
81
– –
TEL icon
441
TE Connectivity
TEL
$62.6B
$6K ﹤0.01%
87
-12
-12% -$722
TRI icon
442
Thomson Reuters
TRI
$44.1B
$6K ﹤0.01%
129
– –
VIXM icon
443
ProShares VIX Mid-Term Futures ETF
VIXM
$40.7M
$6K ﹤0.01%
100
– –
LL
444
DELISTED
LL Flooring Holdings, Inc.
LL
$6K ﹤0.01%
87
– –
SRC
445
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$6K ﹤0.01%
120
– –
SIMG
446
DELISTED
SILICON IMAGE INC
SIMG
$6K ﹤0.01%
1,000
– –
AWH
447
DELISTED
Allied World Assurance Co Hld Lt
AWH
$6K ﹤0.01%
162
– –
CIG icon
448
CEMIG Preferred Shares
CIG
$6.01B
$5K ﹤0.01%
2,148
– –
CSL icon
449
Carlisle Companies
CSL
$15.4B
$5K ﹤0.01%
50
– –
DOG
450
ProShares Short Dow30
DOG
$97.3M
$5K ﹤0.01%
50
– –
16 17
18
19 20

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.