We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
426
General Motors
GM
$76.8B
$6K ﹤0.01%
200
+50
+33% +$1.74K
HIO
427
Western Asset High Income Opportunity Fund
HIO
$340M
$6K ﹤0.01%
1,000
– –
IYM icon
428
iShares US Basic Materials ETF
IYM
$1.25B
$6K ﹤0.01%
67
– –
KR icon
429
Kroger
KR
$34.8B
$6K ﹤0.01%
216
– –
NCV
430
Virtus Convertible & Income Fund
NCV
$390M
$6K ﹤0.01%
169
– –
PAAS icon
431
Pan American Silver
PAAS
$21.6B
$6K ﹤0.01%
510
– –
RSP icon
432
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$6K ﹤0.01%
81
+1
+1% +$77
VIXM icon
433
ProShares VIX Mid-Term Futures ETF
VIXM
$40.7M
$6K ﹤0.01%
100
+25
+33% +$1.52K
QVCGA
434
DELISTED
QVC Group Inc Series A
QVCGA
$6K ﹤0.01%
5
– –
SRC
435
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$6K ﹤0.01%
120
– –
OUTR
436
DELISTED
OUTERWALL INC
OUTR
$6K ﹤0.01%
100
– –
AWH
437
DELISTED
Allied World Assurance Co Hld Lt
AWH
$6K ﹤0.01%
162
– –
HAWK
438
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$6K ﹤0.01%
197
– –
DOG
439
ProShares Short Dow30
DOG
$97.3M
$5K ﹤0.01%
+50
New +$4.98K
EEM icon
440
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$5K ﹤0.01%
127
– –
EFA icon
441
iShares MSCI EAFE ETF
EFA
$80.2B
$5K ﹤0.01%
79
– –
FNV icon
442
Franco-Nevada
FNV
$46B
$5K ﹤0.01%
100
+25
+33% +$1.39K
FPX icon
443
First Trust US Equity Opportunities ETF
FPX
$1.51B
$5K ﹤0.01%
100
– –
FWONK icon
444
Liberty Media Series C
FWONK
$25.8B
$5K ﹤0.01%
+217
New +$5.55K
GDXJ icon
445
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$5K ﹤0.01%
150
+25
+20% +$1.02K
J icon
446
Jacobs Solutions
J
$17B
$5K ﹤0.01%
121
+30
+33% +$1.31K
TEL icon
447
TE Connectivity
TEL
$62.6B
$5K ﹤0.01%
99
– –
TRI icon
448
Thomson Reuters
TRI
$44.1B
$5K ﹤0.01%
129
– –
LL
449
DELISTED
LL Flooring Holdings, Inc.
LL
$5K ﹤0.01%
87
– –
SIMG
450
DELISTED
SILICON IMAGE INC
SIMG
$5K ﹤0.01%
1,000
– –
16 17
18
19 20

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.