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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
426
Ecolab
ECL
$80.3B
$6K ﹤0.01%
50
– –
FSBW icon
427
FS Bancorp
FSBW
$323M
$6K ﹤0.01%
+724
New +$6.14K
HIO
428
Western Asset High Income Opportunity Fund
HIO
$339M
$6K ﹤0.01%
1,000
– –
HL icon
429
Hecla Mining
HL
$11.1B
$6K ﹤0.01%
1,728
-100
-5% -$307
IYM icon
430
iShares US Basic Materials ETF
IYM
$1.23B
$6K ﹤0.01%
67
– –
MET icon
431
MetLife
MET
$61.9B
$6K ﹤0.01%
+122
New +$5.71K
RSP icon
432
Invesco S&P 500 Equal Weight ETF
RSP
$99.3B
$6K ﹤0.01%
80
– –
RTX icon
433
RTX Corp
RTX
$300B
$6K ﹤0.01%
79
– –
TEL icon
434
TE Connectivity
TEL
$63.1B
$6K ﹤0.01%
99
– –
TGT icon
435
Target
TGT
$67.1B
$6K ﹤0.01%
100
– –
SRC
436
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$6K ﹤0.01%
120
– –
OUTR
437
DELISTED
OUTERWALL INC
OUTR
$6K ﹤0.01%
100
– –
AWH
438
DELISTED
Allied World Assurance Co Hld Lt
AWH
$6K ﹤0.01%
162
– –
FTR
439
DELISTED
Frontier Communications Corp.
FTR
$6K ﹤0.01%
69
– –
AGN
440
DELISTED
Allergan Inc
AGN
$6K ﹤0.01%
36
– –
AG icon
441
First Majestic Silver
AG
$8.68B
$5K ﹤0.01%
+500
New +$4.74K
EEM icon
442
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$5K ﹤0.01%
127
-104
-45% -$4.41K
EFA icon
443
iShares MSCI EAFE ETF
EFA
$79.4B
$5K ﹤0.01%
79
– –
FPX icon
444
First Trust US Equity Opportunities ETF
FPX
$1.52B
$5K ﹤0.01%
100
– –
GDXJ icon
445
VanEck Junior Gold Miners ETF
GDXJ
$7.87B
$5K ﹤0.01%
125
– –
GM icon
446
General Motors
GM
$78.2B
$5K ﹤0.01%
+150
New +$5.23K
IAG icon
447
IAMGOLD
IAG
$8.55B
$5K ﹤0.01%
1,250
– –
KR icon
448
Kroger
KR
$34.7B
$5K ﹤0.01%
216
– –
TRI icon
449
Thomson Reuters
TRI
$43B
$5K ﹤0.01%
+129
New +$5.28K
TWO
450
Two Harbors Investment
TWO
$1.26B
$5K ﹤0.01%
56
+1
+2% +$83
16 17
18
19 20

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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.