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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
M icon
401
Macy's
M
$6.72B
$725 ﹤0.01%
36
– –
SKYY icon
402
First Trust Cloud Computing ETF
SKYY
$3.21B
$702 ﹤0.01%
8
-11
-58% -$874
COIN icon
403
Coinbase
COIN
$39.4B
$696 ﹤0.01%
4
– –
PBA icon
404
Pembina Pipeline
PBA
$27.8B
$689 ﹤0.01%
+20
New +$641
STE icon
405
Steris
STE
$23B
$660 ﹤0.01%
3
– –
CHRN
406
ChronoScale Holdings
CHRN
$2.99B
$650 ﹤0.01%
17
– –
QCLN icon
407
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$623M
$633 ﹤0.01%
15
– –
SPXN icon
408
ProShares S&P 500 ex-Financials ETF
SPXN
$80.5M
$615 ﹤0.01%
12
– –
AMBA icon
409
Ambarella
AMBA
$3.69B
$613 ﹤0.01%
10
– –
UNIT
410
Uniti Group
UNIT
$2.29B
$578 ﹤0.01%
100
– –
ACB
411
Aurora Cannabis
ACB
$178M
$575 ﹤0.01%
121
-1
-0.8% -$5
ARKK icon
412
ARK Innovation ETF
ARKK
$6.34B
$524 ﹤0.01%
10
– –
NRG icon
413
NRG Energy
NRG
$25.2B
$517 ﹤0.01%
10
– –
LULU icon
414
lululemon athletica
LULU
$14.4B
$512 ﹤0.01%
1
– –
WAB icon
415
Wabtec
WAB
$49.2B
$508 ﹤0.01%
4
-5
-56% -$564
ENS icon
416
EnerSys
ENS
$6.83B
$505 ﹤0.01%
+5
New +$460
PPBI
417
DELISTED
Pacific Premier Bancorp
PPBI
$495 ﹤0.01%
17
– –
NOC icon
418
Northrop Grumman
NOC
$82.2B
$469 ﹤0.01%
1
– –
FE icon
419
FirstEnergy
FE
$27.1B
$440 ﹤0.01%
+12
New +$434
PAGS icon
420
PagSeguro Digital
PAGS
$2.55B
$437 ﹤0.01%
35
– –
OGN icon
421
Organon & Co
OGN
$3.58B
$433 ﹤0.01%
30
-9
-23% -$122
LCID icon
422
Lucid Motors
LCID
$2.59B
$421 ﹤0.01%
10
– –
PPLI
423
People Inc
PPLI
$3.04B
$420 ﹤0.01%
10
– –
CMT icon
424
Core Molding Technologies
CMT
$229M
$408 ﹤0.01%
22
– –
CLNE icon
425
Clean Energy Fuels
CLNE
$346M
$383 ﹤0.01%
100
– –
15 16
17
18 19

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MCM
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PSC
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Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.