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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MARA icon
401
Marathon Digital Holdings
MARA
$3.69B
$808 ﹤0.01%
95
– –
NXE icon
402
NexGen Energy
NXE
$6.91B
$777 ﹤0.01%
130
– –
STLA icon
403
Stellantis
STLA
$21B
$766 ﹤0.01%
40
– –
REIT icon
404
ALPS Active REIT ETF
REIT
$57M
$753 ﹤0.01%
33
– –
SNPE icon
405
Xtrackers S&P 500 ESG ETF
SNPE
$2.77B
$745 ﹤0.01%
19
– –
TDOC icon
406
Teladoc Health
TDOC
$1.29B
$744 ﹤0.01%
40
-10
-20% -$233
NIO icon
407
NIO
NIO
$12.1B
$742 ﹤0.01%
82
– –
REE
408
DELISTED
REE Automotive
REE
$733 ﹤0.01%
167
– –
ACB
409
Aurora Cannabis
ACB
$178M
$712 ﹤0.01%
122
-3,990
-97% -$23.2K
BLOK icon
410
Amplify Blockchain Technology ETF
BLOK
$1.05B
$698 ﹤0.01%
35
+19
+119% +$436
VRTX icon
411
Vertex Pharmaceuticals
VRTX
$133B
$696 ﹤0.01%
2
– –
DGXX
412
Digi Power X Inc
DGXX
$368M
$689 ﹤0.01%
650
– –
MVIS icon
413
Microvision
MVIS
$87.1M
$686 ﹤0.01%
21
– –
OGN icon
414
Organon & Co
OGN
$3.58B
$678 ﹤0.01%
39
– –
STE icon
415
Steris
STE
$23.3B
$659 ﹤0.01%
3
– –
SONO icon
416
Sonos
SONO
$1.83B
$646 ﹤0.01%
50
– –
QCLN icon
417
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$640 ﹤0.01%
15
– –
FDN icon
418
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.41B
$639 ﹤0.01%
+4
New +$665
CMT icon
419
Core Molding Technologies
CMT
$223M
$627 ﹤0.01%
+22
New +$554
KEEL
420
Keel Infrastructure Corp
KEEL
$2.04B
$616 ﹤0.01%
575
– –
FLNG icon
421
FLEX LNG
FLNG
$1.64B
$604 ﹤0.01%
20
– –
NVCR icon
422
NovoCure
NVCR
$2.01B
$566 ﹤0.01%
35
– –
LCID icon
423
Lucid Motors
LCID
$2.61B
$559 ﹤0.01%
10
– –
SPXN icon
424
ProShares S&P 500 ex-Financials ETF
SPXN
$80.5M
$555 ﹤0.01%
12
– –
ARKW icon
425
ARK Web x.0 ETF
ARKW
$1.76B
$542 ﹤0.01%
10
– –
15 16
17
18 19

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AAS
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FGAM
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MCM
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PSC
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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.