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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$318M
AUM Growth
+$103M
Cap. Flow
+$94M
Cap. Flow %
29.53%
Top 10 Hldgs %
82.04%
Holding
579
New
55
Increased
78
Reduced
100
Closed
85

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$34.5M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$29.2M
3
EWG icon
iShares MSCI Germany ETF
EWG
+$28.8M
4
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$28.6M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$28M

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$45.9M
2
EWW icon
iShares MSCI Mexico ETF
EWW
+$30.2M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.9M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.8M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.5M

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Industrials 1.59%
3 Consumer Discretionary 0.87%
4 Financials 0.82%
5 Consumer Staples 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STLA icon
401
Stellantis
STLA
$21B
$728 ﹤0.01%
+40
New +$668
TASK icon
402
TaskUs
TASK
$651M
$722 ﹤0.01%
50
– –
IWO icon
403
iShares Russell 2000 Growth ETF
IWO
$14.9B
$681 ﹤0.01%
+3
New +$686
FLNG icon
404
FLEX LNG
FLNG
$1.64B
$672 ﹤0.01%
+20
New +$651
SOUN icon
405
SoundHound AI
SOUN
$3.25B
$663 ﹤0.01%
+240
New +$566
XPO icon
406
XPO
XPO
$23.5B
$638 ﹤0.01%
20
– –
VRTX icon
407
Vertex Pharmaceuticals
VRTX
$133B
$631 ﹤0.01%
2
– –
M icon
408
Macy's
M
$6.55B
$630 ﹤0.01%
36
– –
PBI icon
409
Pitney Bowes
PBI
$2.33B
$584 ﹤0.01%
+150
New +$630
STE icon
410
Steris
STE
$23.3B
$574 ﹤0.01%
3
– –
KEEL
411
Keel Infrastructure Corp
KEEL
$2.05B
$558 ﹤0.01%
575
– –
ARKW icon
412
ARK Web x.0 ETF
ARKW
$1.77B
$537 ﹤0.01%
+10
New +$487
SKYY icon
413
First Trust Cloud Computing ETF
SKYY
$3.22B
$536 ﹤0.01%
8
– –
SPXN icon
414
ProShares S&P 500 ex-Financials ETF
SPXN
$80.4M
$528 ﹤0.01%
+12
New +$507
OLO
415
DELISTED
Olo Inc
OLO
$506 ﹤0.01%
62
– –
NXE icon
416
NexGen Energy
NXE
$6.91B
$498 ﹤0.01%
130
– –
BINI
417
DELISTED
Bollinger Innovations
BINI
– –
0
– –
CLNE icon
418
Clean Energy Fuels
CLNE
$355M
$436 ﹤0.01%
100
– –
CHRN
419
ChronoScale Holdings
CHRN
$2.82B
$429 ﹤0.01%
17
– –
MP icon
420
MP Materials
MP
$9.74B
$423 ﹤0.01%
15
– –
PPLI
421
People Inc
PPLI
$3.03B
$413 ﹤0.01%
10
– –
PPBI
422
DELISTED
Pacific Premier Bancorp
PPBI
$409 ﹤0.01%
17
– –
RXO icon
423
RXO
RXO
$3.52B
$393 ﹤0.01%
20
– –
LULU icon
424
lululemon athletica
LULU
$14.5B
$365 ﹤0.01%
1
– –
UNIT
425
Uniti Group
UNIT
$2.28B
$355 ﹤0.01%
100
– –
15 16
17
18 19

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MCM
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Tradewinds Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Tradewinds Capital Management held 579 positions worth $318M, up 48% from $215M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Tradewinds Capital Management deployed $94M of net new capital in Q1 2023, opening 55 new positions and adding to 78 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, down from 3.3% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $45.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2023 buy was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Long Term Treasury ETF in Q1 2023, an estimated $29.2M increase.
  • Tradewinds Capital Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $45.9M.
  • Tradewinds Capital Management fully exited Franklin FTSE Mexico ETF in Q1 2023, selling an estimated $85.9K.
  • Tradewinds Capital Management's ten largest holdings make up 82% of its $318M portfolio in Q1 2023.
  • Tradewinds Capital Management opened 55 new positions and closed 85 in Q1 2023.
  • Tradewinds Capital Management's portfolio value rose 48% quarter-over-quarter to $318M.

Based on Tradewinds Capital Management's 13F filing for Q1 2023, filed 10 Apr 2023.