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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNT icon
401
Alliant Energy
LNT
$18B
$17K ﹤0.01%
284
+2
+0.7% +$115
MET icon
402
MetLife
MET
$62.1B
$17K ﹤0.01%
265
– –
QCLN icon
403
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$17K ﹤0.01%
245
+230
+1,533% +$16.6K
SE icon
404
Sea Limited
SE
$69.5B
$17K ﹤0.01%
75
– –
SNOW icon
405
Snowflake
SNOW
$115B
$17K ﹤0.01%
50
+25
+100% +$8.71K
AKAM icon
406
Akamai
AKAM
$15.9B
$16K ﹤0.01%
135
– –
CMS icon
407
CMS Energy
CMS
$22.3B
$16K ﹤0.01%
245
+1
+0.4% +$61
DD icon
408
DuPont de Nemours
DD
$19.2B
$16K ﹤0.01%
159
– –
ENR icon
409
Energizer
ENR
$1.55B
$16K ﹤0.01%
407
– –
GXC icon
410
State Street SPDR S&P China ETF
GXC
$482M
$16K ﹤0.01%
155
-3
-2% -$330
HIVE
411
HIVE Digital Technologies
HIVE
$777M
$16K ﹤0.01%
1,200
+1,000
+500% +$17.2K
HUBS icon
412
HubSpot
HUBS
$10.5B
$16K ﹤0.01%
25
-53
-68% -$40.1K
IYR icon
413
iShares US Real Estate ETF
IYR
$4.57B
$16K ﹤0.01%
142
– –
LH icon
414
Labcorp
LH
$25.9B
$16K ﹤0.01%
58
– –
NEA icon
415
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$16K ﹤0.01%
1,028
– –
QS icon
416
QuantumScape Corp
QS
$3.74B
$16K ﹤0.01%
738
– –
SPG icon
417
Simon Property Group
SPG
$72.3B
$16K ﹤0.01%
102
+1
+1% +$153
TSM icon
418
TSMC
TSM
$2.18T
$16K ﹤0.01%
135
– –
ZM icon
419
Zoom
ZM
$30.6B
$16K ﹤0.01%
86
+51
+146% +$12K
DRI icon
420
Darden Restaurants
DRI
$24.4B
$15K ﹤0.01%
100
– –
ENZL icon
421
iShares MSCI New Zealand ETF
ENZL
$82.9M
$15K ﹤0.01%
250
– –
FNCL icon
422
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$15K ﹤0.01%
273
+2
+0.7% +$113
FVD icon
423
First Trust Value Line Dividend Fund
FVD
$8.4B
$15K ﹤0.01%
340
– –
LKQ icon
424
LKQ Corp
LKQ
$6.29B
$15K ﹤0.01%
251
– –
MS icon
425
Morgan Stanley
MS
$340B
$15K ﹤0.01%
150
– –
15 16
17
18 19

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.