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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOW icon
401
Dow Inc
DOW
$21.9B
$15K ﹤0.01%
252
-20
-7% -$1.22K
DRI icon
402
Darden Restaurants
DRI
$24.6B
$15K ﹤0.01%
100
– –
ENZL icon
403
iShares MSCI New Zealand ETF
ENZL
$83.1M
$15K ﹤0.01%
250
– –
EPC icon
404
Edgewell Personal Care
EPC
$1.27B
$15K ﹤0.01%
407
– –
FNCL icon
405
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$15K ﹤0.01%
271
+1
+0.4% +$53
IYR icon
406
iShares US Real Estate ETF
IYR
$4.51B
$15K ﹤0.01%
142
– –
MS icon
407
Morgan Stanley
MS
$338B
$15K ﹤0.01%
150
– –
NEE icon
408
NextEra Energy
NEE
$176B
$15K ﹤0.01%
192
– –
TSM icon
409
TSMC
TSM
$2.19T
$15K ﹤0.01%
135
– –
UHS icon
410
Universal Health Services
UHS
$10.5B
$15K ﹤0.01%
106
– –
RDS.A
411
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$15K ﹤0.01%
337
-2,032
-86% -$82K
ADSK icon
412
Autodesk
ADSK
$54.2B
$14K ﹤0.01%
50
+30
+150% +$9.18K
AG icon
413
First Majestic Silver
AG
$9.29B
$14K ﹤0.01%
1,200
+700
+140% +$9.04K
AKAM icon
414
Akamai
AKAM
$16.9B
$14K ﹤0.01%
135
– –
BIIB icon
415
Biogen
BIIB
$30.6B
$14K ﹤0.01%
50
– –
DAVA icon
416
Endava
DAVA
$160M
$14K ﹤0.01%
100
+10
+11% +$1.29K
DD icon
417
DuPont de Nemours
DD
$19.2B
$14K ﹤0.01%
159
– –
INCY icon
418
Incyte
INCY
$24.7B
$14K ﹤0.01%
200
– –
IXUS icon
419
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$14K ﹤0.01%
204
-104
-34% -$7.58K
LH icon
420
Labcorp
LH
$25.9B
$14K ﹤0.01%
58
– –
PNC icon
421
PNC Financial Services
PNC
$100B
$14K ﹤0.01%
72
– –
UUUU icon
422
Energy Fuels
UUUU
$3.51B
$14K ﹤0.01%
1,965
– –
ZS icon
423
Zscaler
ZS
$28.6B
$14K ﹤0.01%
55
– –
ACVF icon
424
American Conservative Values ETF
ACVF
$158M
$13K ﹤0.01%
400
– –
AEP icon
425
American Electric Power
AEP
$66.8B
$13K ﹤0.01%
155
– –
15 16
17
18 19

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.