We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSV icon
401
iShares Core S&P US Value ETF
IUSV
$27.8B
$14K ﹤0.01%
+205
New +$13.5K
UHS icon
402
Universal Health Services
UHS
$10.5B
$14K ﹤0.01%
106
– –
EVA
403
DELISTED
Enviva Inc.
EVA
$14K ﹤0.01%
300
– –
CDK
404
DELISTED
CDK Global, Inc.
CDK
$14K ﹤0.01%
266
– –
AEP icon
405
American Electric Power
AEP
$66.9B
$13K ﹤0.01%
155
– –
BIDU icon
406
Baidu
BIDU
$37.1B
$13K ﹤0.01%
60
+20
+50% +$5.22K
EMB icon
407
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$13K ﹤0.01%
+117
New +$13.1K
FNCL icon
408
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
$13K ﹤0.01%
269
+1
+0.4% +$46
FVD icon
409
First Trust Value Line Dividend Fund
FVD
$8.35B
$13K ﹤0.01%
340
– –
GDX icon
410
VanEck Gold Miners ETF
GDX
$27.6B
$13K ﹤0.01%
400
– –
ISRG icon
411
Intuitive Surgical
ISRG
$139B
$13K ﹤0.01%
54
– –
IUSG icon
412
iShares Core S&P US Growth ETF
IUSG
$33.8B
$13K ﹤0.01%
+139
New +$12.5K
IYR icon
413
iShares US Real Estate ETF
IYR
$4.52B
$13K ﹤0.01%
142
– –
LH icon
414
Labcorp
LH
$26.1B
$13K ﹤0.01%
58
– –
PNC icon
415
PNC Financial Services
PNC
$100B
$13K ﹤0.01%
72
– –
KSU
416
DELISTED
Kansas City Southern
KSU
$13K ﹤0.01%
48
– –
ACVF icon
417
American Conservative Values ETF
ACVF
$157M
$12K ﹤0.01%
400
– –
CME icon
418
CME Group
CME
$94.8B
$12K ﹤0.01%
57
– –
ETY icon
419
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$12K ﹤0.01%
919
– –
GIS icon
420
General Mills
GIS
$19.9B
$12K ﹤0.01%
200
-476
-70% -$27.5K
IDYA icon
421
IDEAYA Biosciences
IDYA
$3.54B
$12K ﹤0.01%
500
– –
MAA icon
422
Mid-America Apartment Communities
MAA
$15.4B
$12K ﹤0.01%
84
– –
MS icon
423
Morgan Stanley
MS
$338B
$12K ﹤0.01%
150
– –
PLTR icon
424
Palantir
PLTR
$421B
$12K ﹤0.01%
500
+400
+400% +$11K
RCL icon
425
Royal Caribbean
RCL
$82.4B
$12K ﹤0.01%
145
+32
+28% +$2.54K
15 16
17
18 19

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.