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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSM icon
401
TSMC
TSM
$2.17T
$12K ﹤0.01%
113
– –
ATVI
402
DELISTED
Activision Blizzard
ATVI
$12K ﹤0.01%
125
-135
-52% -$11K
ACVF icon
403
American Conservative Values ETF
ACVF
$157M
$11K ﹤0.01%
+400
New +$10.7K
BAH icon
404
Booz Allen Hamilton
BAH
$9.37B
$11K ﹤0.01%
130
– –
EOG icon
405
EOG Resources
EOG
$74.6B
$11K ﹤0.01%
225
– –
ETY icon
406
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$11K ﹤0.01%
919
– –
FNCL icon
407
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
$11K ﹤0.01%
268
+2
+0.8% +$76
HIG icon
408
Hartford Financial Services
HIG
$38.7B
$11K ﹤0.01%
223
– –
IQI icon
409
Invesco Quality Municipal Securities
IQI
$533M
$11K ﹤0.01%
812
– –
KSS icon
410
Kohl's
KSS
$2.16B
$11K ﹤0.01%
268
– –
LHX icon
411
L3Harris
LHX
$54B
$11K ﹤0.01%
56
– –
LMND icon
412
Lemonade
LMND
$4.08B
$11K ﹤0.01%
+91
New +$6.71K
MAA icon
413
Mid-America Apartment Communities
MAA
$15.4B
$11K ﹤0.01%
84
– –
PNC icon
414
PNC Financial Services
PNC
$100B
$11K ﹤0.01%
72
– –
VNQ icon
415
Vanguard Real Estate ETF
VNQ
$38.6B
$11K ﹤0.01%
134
-157
-54% -$13K
ZS icon
416
Zscaler
ZS
$28.6B
$11K ﹤0.01%
55
– –
ZUMZ icon
417
Zumiez
ZUMZ
$330M
$11K ﹤0.01%
300
– –
BMO icon
418
Bank of Montreal
BMO
$127B
$10K ﹤0.01%
125
– –
CME icon
419
CME Group
CME
$94.8B
$10K ﹤0.01%
57
– –
HSY icon
420
Hershey
HSY
$36.7B
$10K ﹤0.01%
66
– –
IP icon
421
International Paper
IP
$21.9B
$10K ﹤0.01%
211
– –
LH icon
422
Labcorp
LH
$26.1B
$10K ﹤0.01%
58
– –
MS icon
423
Morgan Stanley
MS
$338B
$10K ﹤0.01%
150
– –
RSG icon
424
Republic Services
RSG
$65.7B
$10K ﹤0.01%
99
– –
SNY icon
425
Sanofi
SNY
$104B
$10K ﹤0.01%
+198
New +$9.77K
15 16
17
18 19

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.