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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOK icon
401
Nokia
NOK
$51B
$10K ﹤0.01%
2,598
– –
NOW icon
402
ServiceNow
NOW
$132B
$10K ﹤0.01%
100
+25
+33% +$2.23K
SAND
403
DELISTED
Sandstorm Gold
SAND
$10K ﹤0.01%
1,185
– –
VLO icon
404
Valero Energy
VLO
$90.7B
$10K ﹤0.01%
234
– –
AMP icon
405
Ameriprise Financial
AMP
$49.2B
$9K ﹤0.01%
60
– –
BTG icon
406
B2Gold
BTG
$6.68B
$9K ﹤0.01%
1,426
– –
CTVA icon
407
Corteva
CTVA
$51B
$9K ﹤0.01%
298
– –
EFAV icon
408
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.48B
$9K ﹤0.01%
132
– –
FNCL icon
409
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
$9K ﹤0.01%
266
+2
+0.8% +$69
LH icon
410
Labcorp
LH
$26.1B
$9K ﹤0.01%
58
– –
MRNA icon
411
Moderna
MRNA
$23.9B
$9K ﹤0.01%
122
-78
-39% -$5.44K
RSG icon
412
Republic Services
RSG
$65.7B
$9K ﹤0.01%
99
– –
TSM icon
413
TSMC
TSM
$2.17T
$9K ﹤0.01%
113
+48
+74% +$3.65K
VYM icon
414
Vanguard High Dividend Yield ETF
VYM
$83.7B
$9K ﹤0.01%
+112
New +$9.17K
WBIY icon
415
WBI Power Factor High Dividend ETF
WBIY
$62.2M
$9K ﹤0.01%
462
– –
WMB icon
416
Williams Companies
WMB
$87.9B
$9K ﹤0.01%
475
-57
-11% -$1.16K
ZNGA
417
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$9K ﹤0.01%
950
+200
+27% +$1.86K
KSU
418
DELISTED
Kansas City Southern
KSU
$9K ﹤0.01%
48
– –
UN
419
DELISTED
Unilever NV New York Registry Shares
UN
$9K ﹤0.01%
150
-29
-16% -$1.68K
BHP icon
420
BHP
BHP
$230B
$8K ﹤0.01%
180
– –
EOG icon
421
EOG Resources
EOG
$74.6B
$8K ﹤0.01%
225
– –
EQX icon
422
Equinox Gold
EQX
$13.5B
$8K ﹤0.01%
672
– –
GPC icon
423
Genuine Parts
GPC
$18.5B
$8K ﹤0.01%
80
– –
HIG icon
424
Hartford Financial Services
HIG
$38.7B
$8K ﹤0.01%
223
– –
IEV icon
425
iShares Europe ETF
IEV
$1.7B
$8K ﹤0.01%
189
– –
15 16
17
18 19

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.