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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEN icon
401
Lennar Class A
LEN
$21.2B
$11K ﹤0.01%
+207
New +$11.8K
LHX icon
402
L3Harris
LHX
$53.4B
$11K ﹤0.01%
56
– –
NOK icon
403
Nokia
NOK
$52.3B
$11K ﹤0.01%
3,046
+448
+17% +$1.76K
PNC icon
404
PNC Financial Services
PNC
$101B
$11K ﹤0.01%
72
+27
+60% +$4.05K
SCHW
405
Charles Schwab
SCHW
$187B
$11K ﹤0.01%
221
– –
SEE
406
DELISTED
Sealed Air
SEE
$11K ﹤0.01%
270
– –
TRI icon
407
Thomson Reuters
TRI
$44.1B
$11K ﹤0.01%
142
– –
WMB icon
408
Williams Companies
WMB
$86.1B
$11K ﹤0.01%
475
– –
EVA
409
DELISTED
Enviva Inc.
EVA
$11K ﹤0.01%
300
+200
+200% +$6.8K
ORBC
410
DELISTED
ORBCOMM, Inc.
ORBC
$11K ﹤0.01%
2,716
– –
AMP icon
411
Ameriprise Financial
AMP
$48.8B
$10K ﹤0.01%
60
– –
BMO icon
412
Bank of Montreal
BMO
$127B
$10K ﹤0.01%
125
– –
BTZ icon
413
BlackRock Credit Allocation Income Trust
BTZ
$956M
$10K ﹤0.01%
+700
New +$9.54K
CFG icon
414
Citizens Financial Group
CFG
$30.6B
$10K ﹤0.01%
+235
New +$8.8K
EFAV icon
415
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$10K ﹤0.01%
132
– –
EP.PRC icon
416
El Paso Energy Capital Trust I
EP.PRC
$223M
$10K ﹤0.01%
200
– –
EXPE icon
417
Expedia Group
EXPE
$37.3B
$10K ﹤0.01%
95
+1
+1% +$117
GDX icon
418
VanEck Gold Miners ETF
GDX
$27.4B
$10K ﹤0.01%
+350
New +$9.57K
GDXJ icon
419
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$10K ﹤0.01%
230
– –
GILD icon
420
Gilead Sciences
GILD
$165B
$10K ﹤0.01%
150
-56
-27% -$3.65K
MVIS icon
421
Microvision
MVIS
$78.9M
$10K ﹤0.01%
938
– –
RGLD icon
422
Royal Gold
RGLD
$19.5B
$10K ﹤0.01%
83
+1
+1% +$118
SAGE
423
DELISTED
Sage Therapeutics
SAGE
$10K ﹤0.01%
137
– –
SPOT icon
424
Spotify
SPOT
$100B
$10K ﹤0.01%
65
– –
SYF icon
425
Synchrony
SYF
$25.6B
$10K ﹤0.01%
280
– –
15 16
17
18 19

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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.