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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQ icon
401
iQIYI
IQ
$1.28B
$8K ﹤0.01%
508
– –
LKQ icon
402
LKQ Corp
LKQ
$6.29B
$8K ﹤0.01%
251
– –
MVIS icon
403
Microvision
MVIS
$78.9M
$8K ﹤0.01%
938
– –
NTR icon
404
Nutrien
NTR
$30.7B
$8K ﹤0.01%
157
– –
IMVP
405
Invesco India ETF
IMVP
$116M
$8K ﹤0.01%
327
– –
SU icon
406
Suncor Energy
SU
$70.3B
$8K ﹤0.01%
268
– –
SYK icon
407
Stryker
SYK
$130B
$8K ﹤0.01%
35
– –
ROIC
408
DELISTED
Retail Opportunity Investments Corp.
ROIC
$8K ﹤0.01%
415
– –
HEP
409
DELISTED
Holly Energy Partners, L.P.
HEP
$8K ﹤0.01%
+300
New +$8.24K
ALGT icon
410
Allegiant Air
ALGT
$2.57B
$7K ﹤0.01%
50
– –
BIP icon
411
Brookfield Infrastructure Partners
BIP
$18B
$7K ﹤0.01%
227
– –
BKU icon
412
Bankunited
BKU
$3.36B
$7K ﹤0.01%
209
– –
BWX icon
413
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$7K ﹤0.01%
227
– –
BYND icon
414
Beyond Meat
BYND
$277M
$7K ﹤0.01%
+48
New +$7.9K
CSL icon
415
Carlisle Companies
CSL
$15.4B
$7K ﹤0.01%
50
– –
ET icon
416
Energy Transfer Partners
ET
$69.3B
$7K ﹤0.01%
500
-88
-15% -$1.23K
GRMN
417
Garmin
GRMN
$60B
$7K ﹤0.01%
80
– –
IIM icon
418
Invesco Value Municipal Income Trust
IIM
$598M
$7K ﹤0.01%
475
+6
+1% +$92
MHF
419
Western Asset Municipal High Income Fund
MHF
$153M
$7K ﹤0.01%
967
– –
OXY icon
420
Occidental Petroleum
OXY
$55.9B
$7K ﹤0.01%
160
-150
-48% -$7.09K
PRAA icon
421
PRA Group
PRAA
$755M
$7K ﹤0.01%
212
– –
SHOP icon
422
Shopify
SHOP
$195B
$7K ﹤0.01%
210
– –
SPH icon
423
Suburban Propane Partners
SPH
$1.18B
$7K ﹤0.01%
+300
New +$7.08K
SPOT icon
424
Spotify
SPOT
$100B
$7K ﹤0.01%
65
– –
TXRH icon
425
Texas Roadhouse
TXRH
$13.7B
$7K ﹤0.01%
127
– –
15 16
17
18 19

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.