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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEF icon
401
Jefferies Financial Group
JEF
$13.1B
$9K ﹤0.01%
605
– –
SEE
402
DELISTED
Sealed Air
SEE
$9K ﹤0.01%
270
– –
MLNX
403
DELISTED
Mellanox Technologies, Ltd.
MLNX
$9K ﹤0.01%
100
– –
SHPG
404
DELISTED
Shire pic
SHPG
$9K ﹤0.01%
50
– –
AKAM icon
405
Akamai
AKAM
$15.9B
$8K ﹤0.01%
135
-45
-25% -$2.99K
BKU icon
406
Bankunited
BKU
$3.36B
$8K ﹤0.01%
260
– –
BMO icon
407
Bank of Montreal
BMO
$127B
$8K ﹤0.01%
125
– –
CHGG icon
408
Chegg
CHGG
$102M
$8K ﹤0.01%
296
– –
DIA icon
409
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$8K ﹤0.01%
36
– –
EP.PRC icon
410
El Paso Energy Capital Trust I
EP.PRC
$223M
$8K ﹤0.01%
200
– –
ET icon
411
Energy Transfer Partners
ET
$69.3B
$8K ﹤0.01%
+588
New +$8.93K
GGN
412
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$8K ﹤0.01%
2,077
+75
+4% +$311
GSK icon
413
GSK
GSK
$106B
$8K ﹤0.01%
160
– –
IQ icon
414
iQIYI
IQ
$1.28B
$8K ﹤0.01%
508
+500
+6,250% +$10.4K
MVIS icon
415
Microvision
MVIS
$78.9M
$8K ﹤0.01%
938
– –
IMVP
416
Invesco India ETF
IMVP
$116M
$8K ﹤0.01%
324
– –
RNG icon
417
RingCentral
RNG
$5.28B
$8K ﹤0.01%
100
– –
UN
418
DELISTED
Unilever NV New York Registry Shares
UN
$8K ﹤0.01%
150
– –
AVAV icon
419
AeroVironment
AVAV
$9.45B
$7K ﹤0.01%
+100
New +$8.76K
ECL icon
420
Ecolab
ECL
$79.9B
$7K ﹤0.01%
50
– –
IEV icon
421
iShares Europe ETF
IEV
$1.7B
$7K ﹤0.01%
181
+2
+1% +$83
LIT icon
422
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$7K ﹤0.01%
253
– –
MHF
423
Western Asset Municipal High Income Fund
MHF
$153M
$7K ﹤0.01%
967
– –
PBA icon
424
Pembina Pipeline
PBA
$27.6B
$7K ﹤0.01%
233
-42
-15% -$1.39K
PJP icon
425
Invesco Pharmaceuticals ETF
PJP
$479M
$7K ﹤0.01%
107
-525
-83% -$35.4K
15 16
17
18 19

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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.