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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
401
Enterprise Products Partners
EPD
$81.7B
$11K ﹤0.01%
400
– –
EWG icon
402
iShares MSCI Germany ETF
EWG
$1.62B
$11K ﹤0.01%
379
– –
HES
403
DELISTED
Hess
HES
$11K ﹤0.01%
159
– –
PSA icon
404
Public Storage
PSA
$61.3B
$11K ﹤0.01%
52
– –
SEE
405
DELISTED
Sealed Air
SEE
$11K ﹤0.01%
270
– –
TXRH icon
406
Texas Roadhouse
TXRH
$13.7B
$11K ﹤0.01%
163
– –
CRAY
407
DELISTED
Cray, Inc.
CRAY
$11K ﹤0.01%
512
– –
ATVI
408
DELISTED
Activision Blizzard
ATVI
$11K ﹤0.01%
130
+114
+713% +$8.65K
BMO icon
409
Bank of Montreal
BMO
$127B
$10K ﹤0.01%
125
– –
CME icon
410
CME Group
CME
$94.8B
$10K ﹤0.01%
57
– –
DIA icon
411
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$10K ﹤0.01%
36
– –
FTS icon
412
Fortis
FTS
$28.7B
$10K ﹤0.01%
300
– –
ISRG icon
413
Intuitive Surgical
ISRG
$134B
$10K ﹤0.01%
54
– –
IWS icon
414
iShares Russell Mid-Cap Value ETF
IWS
$16B
$10K ﹤0.01%
115
– –
NLY icon
415
Annaly Capital Management
NLY
$17.4B
$10K ﹤0.01%
246
– –
SU icon
416
Suncor Energy
SU
$70.3B
$10K ﹤0.01%
268
– –
TDOC icon
417
Teladoc Health
TDOC
$1.3B
$10K ﹤0.01%
115
+100
+667% +$7.13K
TEVA icon
418
Teva Pharmaceuticals
TEVA
$41.2B
$10K ﹤0.01%
465
– –
WEX icon
419
WEX
WEX
$6.31B
$10K ﹤0.01%
48
– –
AGN
420
DELISTED
Allergan plc
AGN
$10K ﹤0.01%
53
– –
AMP icon
421
Ameriprise Financial
AMP
$48.8B
$9K ﹤0.01%
60
– –
AVGO icon
422
Broadcom
AVGO
$2.04T
$9K ﹤0.01%
380
– –
BKU icon
423
Bankunited
BKU
$3.36B
$9K ﹤0.01%
260
– –
EDIT icon
424
Editas Medicine
EDIT
$442M
$9K ﹤0.01%
277
– –
EP.PRC icon
425
El Paso Energy Capital Trust I
EP.PRC
$223M
$9K ﹤0.01%
200
– –
15 16
17
18 19

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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.