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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKU icon
401
Bankunited
BKU
$3.43B
$11K 0.01%
260
– –
ED icon
402
Consolidated Edison
ED
$39.9B
$11K 0.01%
130
+1
+0.8% +$86
EPD icon
403
Enterprise Products Partners
EPD
$81.6B
$11K 0.01%
400
– –
EXPE icon
404
Expedia Group
EXPE
$38.5B
$11K 0.01%
93
+30
+48% +$3.89K
LIT icon
405
Global X Lithium & Battery Tech ETF
LIT
$1.57B
$11K 0.01%
287
+67
+30% +$2.63K
MCO icon
406
Moody's
MCO
$83.8B
$11K 0.01%
75
– –
NOK icon
407
Nokia
NOK
$53.4B
$11K 0.01%
2,430
-116
-5% -$598
OLED icon
408
Universal Display
OLED
$3.95B
$11K 0.01%
62
+12
+24% +$1.91K
PSA icon
409
Public Storage
PSA
$61.1B
$11K 0.01%
51
+1
+2% +$211
SIRI icon
410
SiriusXM
SIRI
$10.3B
$11K 0.01%
200
-25
-11% -$1.38K
TPL icon
411
Texas Pacific Land
TPL
$26.4B
$11K 0.01%
225
+90
+67% +$4.1K
TTWO icon
412
Take-Two Interactive
TTWO
$44B
$11K 0.01%
100
– –
VIAV icon
413
Viavi Solutions
VIAV
$9.6B
$11K 0.01%
1,219
– –
AERI
414
DELISTED
Aerie Pharmaceuticals
AERI
$11K 0.01%
185
– –
BPL
415
DELISTED
Buckeye Partners, L.P.
BPL
$11K 0.01%
232
– –
MFGP
416
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$11K 0.01%
260
-40
-13% -$1.62K
VXX
417
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$11K 0.01%
405
– –
AMP icon
418
Ameriprise Financial
AMP
$49.6B
$10K ﹤0.01%
60
– –
BBSI icon
419
Barrett Business Services
BBSI
$981M
$10K ﹤0.01%
628
– –
BNY
420
Bank of New York Mellon
BNY
$108B
$10K ﹤0.01%
188
– –
BKNG icon
421
Booking.com
BKNG
$160B
$10K ﹤0.01%
150
+25
+20% +$1.81K
BMO icon
422
Bank of Montreal
BMO
$127B
$10K ﹤0.01%
125
-240
-66% -$18.7K
DRI icon
423
Darden Restaurants
DRI
$23.9B
$10K ﹤0.01%
100
– –
EP.PRC icon
424
El Paso Energy Capital Trust I
EP.PRC
$221M
– –
-200
Closed -$9.68K
ETY icon
425
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.31B
$10K ﹤0.01%
800
– –
15 16
17
18 19

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AAS
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MCM
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KF
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TCP
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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.