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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
401
Ameriprise Financial
AMP
$49.6B
$9K ﹤0.01%
60
– –
AVA icon
402
Avista
AVA
$3.25B
$9K ﹤0.01%
182
– –
BBSI icon
403
Barrett Business Services
BBSI
$985M
$9K ﹤0.01%
628
+4
+0.6% +$54
BKNG icon
404
Booking.com
BKNG
$160B
$9K ﹤0.01%
125
– –
BKU icon
405
Bankunited
BKU
$3.43B
$9K ﹤0.01%
260
– –
BUI icon
406
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$726M
$9K ﹤0.01%
450
– –
ETY icon
407
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.31B
$9K ﹤0.01%
800
– –
EXPE icon
408
Expedia Group
EXPE
$38.4B
$9K ﹤0.01%
63
+1
+2% +$148
LKQ icon
409
LKQ Corp
LKQ
$6.1B
$9K ﹤0.01%
251
– –
LMT icon
410
Lockheed Martin
LMT
$133B
$9K ﹤0.01%
30
– –
NFLX icon
411
Netflix
NFLX
$309B
$9K ﹤0.01%
500
-1,000
-67% -$17.4K
SAGE
412
DELISTED
Sage Therapeutics
SAGE
$9K ﹤0.01%
137
– –
ECHO
413
EchoStar
ECHO
$25.5B
$9K ﹤0.01%
197
– –
SU icon
414
Suncor Energy
SU
$74.2B
$9K ﹤0.01%
268
– –
WBIF icon
415
WBI BullBear Value 3000 ETF
WBIF
$23.4M
$9K ﹤0.01%
+343
New +$9.06K
WBIG icon
416
WBI BullBear Yield 3000 ETF
WBIG
$31.9M
$9K ﹤0.01%
+387
New +$8.98K
AERI
417
DELISTED
Aerie Pharmaceuticals
AERI
$9K ﹤0.01%
185
– –
PTE
418
DELISTED
PolarityTE, Inc. Common Stock
PTE
$9K ﹤0.01%
13
– –
WBID
419
DELISTED
WBI BullBear Quality 2000 ETF
WBID
$9K ﹤0.01%
+370
New +$8.44K
HAWK
420
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$9K ﹤0.01%
197
– –
DIA icon
421
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.7B
$8K ﹤0.01%
36
– –
DRI icon
422
Darden Restaurants
DRI
$23.9B
$8K ﹤0.01%
100
– –
FLOT icon
423
iShares Floating Rate Bond ETF
FLOT
$10.3B
$8K ﹤0.01%
164
– –
GDXJ icon
424
VanEck Junior Gold Miners ETF
GDXJ
$7.87B
$8K ﹤0.01%
250
+50
+25% +$1.69K
GSK icon
425
GSK
GSK
$103B
$8K ﹤0.01%
160
– –
15 16
17
18 19

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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.