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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHP icon
401
BHP
BHP
$215B
$9K ﹤0.01%
279
– –
BKNG icon
402
Booking.com
BKNG
$149B
$9K ﹤0.01%
125
-750
-86% -$55K
BKU icon
403
Bankunited
BKU
$3.37B
$9K ﹤0.01%
260
– –
BUI icon
404
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$725M
$9K ﹤0.01%
+450
New +$9.34K
C icon
405
Citigroup
C
$222B
$9K ﹤0.01%
136
-6
-4% -$368
DRI icon
406
Darden Restaurants
DRI
$23.3B
$9K ﹤0.01%
100
– –
EQNR icon
407
Equinor
EQNR
$97.7B
$9K ﹤0.01%
+565
New +$9.69K
ETY icon
408
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$9K ﹤0.01%
+800
New +$9.06K
EXPE icon
409
Expedia Group
EXPE
$35.4B
$9K ﹤0.01%
62
– –
FCX icon
410
Freeport-McMoran
FCX
$90B
$9K ﹤0.01%
769
-518
-40% -$6.29K
GSK icon
411
GSK
GSK
$104B
$9K ﹤0.01%
+160
New +$8.53K
MCO icon
412
Moody's
MCO
$82.8B
$9K ﹤0.01%
75
– –
SHOP icon
413
Shopify
SHOP
$152B
$9K ﹤0.01%
+1,000
New +$8.46K
UNIT
414
Uniti Group
UNIT
$2.36B
$9K ﹤0.01%
364
– –
ELLI
415
DELISTED
Ellie Mae Inc
ELLI
$9K ﹤0.01%
82
– –
AWH
416
DELISTED
Allied World Assurance Co Hld Lt
AWH
$9K ﹤0.01%
162
– –
HAWK
417
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$9K ﹤0.01%
197
– –
AMP icon
418
Ameriprise Financial
AMP
$48.3B
$8K ﹤0.01%
+60
New +$7.62K
AVA icon
419
Avista
AVA
$3.34B
$8K ﹤0.01%
182
– –
DBA icon
420
Invesco DB Agriculture Fund
DBA
$1.23B
$8K ﹤0.01%
406
– –
DIA icon
421
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.1B
$8K ﹤0.01%
36
– –
FLOT icon
422
iShares Floating Rate Bond ETF
FLOT
$10.3B
$8K ﹤0.01%
+164
New +$8.34K
IEV icon
423
iShares Europe ETF
IEV
$1.67B
$8K ﹤0.01%
174
+3
+2% +$132
LKQ icon
424
LKQ Corp
LKQ
$5.68B
$8K ﹤0.01%
251
– –
LMT icon
425
Lockheed Martin
LMT
$134B
$8K ﹤0.01%
30
– –
15 16
17
18 19

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PDL
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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.