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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$560K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AET
401
DELISTED
Aetna Inc
AET
$10K 0.01%
82
– –
VXX
402
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$10K 0.01%
156
– –
AXP icon
403
American Express
AXP
$236B
$9K 0.01%
116
+26
+29% +$2.03K
BHP icon
404
BHP
BHP
$227B
$9K 0.01%
279
+7
+3% +$242
BNY
405
Bank of New York Mellon
BNY
$108B
$9K 0.01%
188
– –
BUI icon
406
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$726M
– –
0
– –
CHRW icon
407
C.H. Robinson
CHRW
$17.9B
$9K 0.01%
+113
New +$8.68K
ETY icon
408
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.31B
– –
0
– –
HQH
409
abrdn Healthcare Investors
HQH
$1.29B
– –
0
– –
OLLI icon
410
Ollie's Bargain Outlet
OLLI
$4.74B
$9K 0.01%
+272
New +$8.55K
OTTR icon
411
Otter Tail
OTTR
$3.9B
$9K 0.01%
240
-160
-40% -$6.06K
ECHO
412
EchoStar
ECHO
$25.5B
$9K 0.01%
197
– –
UNIT
413
Uniti Group
UNIT
$2.35B
$9K 0.01%
364
-149
-29% -$3.97K
VALE icon
414
Vale
VALE
$63.6B
$9K 0.01%
+900
New +$8.95K
VPU
415
Vanguard Utilities ETF
VPU
$8.35B
$9K 0.01%
76
+1
+1% +$110
VRTX icon
416
Vertex Pharmaceuticals
VRTX
$123B
$9K 0.01%
81
– –
TWTR
417
DELISTED
Twitter, Inc.
TWTR
$9K 0.01%
+600
New +$9.74K
MJN
418
DELISTED
Mead Johnson Nutrition Company
MJN
$9K 0.01%
101
– –
AWH
419
DELISTED
Allied World Assurance Co Hld Lt
AWH
$9K 0.01%
162
– –
BBSI icon
420
Barrett Business Services
BBSI
$985M
$8K 0.01%
620
– –
C icon
421
Citigroup
C
$231B
$8K 0.01%
142
-8
-5% -$473
DBA icon
422
Invesco DB Agriculture Fund
DBA
$1.23B
$8K 0.01%
406
– –
DRI icon
423
Darden Restaurants
DRI
$23.8B
$8K 0.01%
+100
New +$7.49K
ET icon
424
Energy Transfer Partners
ET
$70B
$8K 0.01%
+400
New +$7.53K
EXPE icon
425
Expedia Group
EXPE
$38.4B
$8K 0.01%
62
– –
15 16
17
18 19

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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.