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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPU
401
Vanguard Utilities ETF
VPU
$8.36B
$8K 0.01%
+75
New +$7.86K
WMB icon
402
Williams Companies
WMB
$86.1B
$8K 0.01%
250
– –
BBL
403
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$8K 0.01%
261
-27
-9% -$858
AXP icon
404
American Express
AXP
$230B
$7K ﹤0.01%
90
– –
DIA icon
405
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$7K ﹤0.01%
36
– –
EXPE icon
406
Expedia Group
EXPE
$37.3B
$7K ﹤0.01%
62
+25
+68% +$3.05K
IWM icon
407
iShares Russell 2000 ETF
IWM
$83B
$7K ﹤0.01%
52
– –
KEYS icon
408
Keysight
KEYS
$58.3B
$7K ﹤0.01%
198
– –
MCO icon
409
Moody's
MCO
$82.7B
$7K ﹤0.01%
75
– –
MHF
410
Western Asset Municipal High Income Fund
MHF
$153M
$7K ﹤0.01%
967
– –
NEM icon
411
Newmont
NEM
$119B
$7K ﹤0.01%
201
– –
OXM icon
412
Oxford Industries
OXM
$552M
$7K ﹤0.01%
124
– –
PBA icon
413
Pembina Pipeline
PBA
$27.6B
$7K ﹤0.01%
233
– –
SILJ icon
414
Amplify Junior Silver Miners ETF
SILJ
$3.85B
$7K ﹤0.01%
+600
New +$7.96K
TRI icon
415
Thomson Reuters
TRI
$44.1B
$7K ﹤0.01%
129
– –
ZUMZ icon
416
Zumiez
ZUMZ
$339M
$7K ﹤0.01%
300
– –
JPS
417
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$7K ﹤0.01%
790
-272
-26% -$2.46K
MJN
418
DELISTED
Mead Johnson Nutrition Company
MJN
$7K ﹤0.01%
+101
New +$7.53K
HAWK
419
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$7K ﹤0.01%
197
– –
APOG icon
420
Apogee Enterprises
APOG
$908M
$6K ﹤0.01%
121
– –
BFH icon
421
Bread Financial
BFH
$4.38B
$6K ﹤0.01%
33
– –
CNQ icon
422
Canadian Natural Resources
CNQ
$93.8B
$6K ﹤0.01%
408
– –
CSL icon
423
Carlisle Companies
CSL
$15.4B
$6K ﹤0.01%
50
– –
EFV icon
424
iShares MSCI EAFE Value ETF
EFV
$29.4B
$6K ﹤0.01%
129
– –
CHRN
425
ChronoScale Holdings
CHRN
$3.04B
$6K ﹤0.01%
6
+4
+200% +$4.2K
15 16
17
18 19

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.