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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGR icon
401
Sturm, Ruger & Co
RGR
$593M
$8K 0.01%
137
– –
WMB icon
402
Williams Companies
WMB
$86.1B
$8K 0.01%
250
– –
AGQ icon
403
ProShares Ultra Silver
AGQ
$1.36B
$7K ﹤0.01%
150
– –
APA icon
404
APA Corp
APA
$13.2B
$7K ﹤0.01%
103
– –
BNY
405
Bank of New York Mellon
BNY
$107B
$7K ﹤0.01%
188
– –
BSX icon
406
Boston Scientific
BSX
$71.5B
$7K ﹤0.01%
300
– –
DIA icon
407
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$7K ﹤0.01%
36
– –
KMB icon
408
Kimberly-Clark
KMB
$36.5B
$7K ﹤0.01%
55
+20
+57% +$2.59K
LMT icon
409
Lockheed Martin
LMT
$136B
$7K ﹤0.01%
30
-22
-42% -$5.51K
PBA icon
410
Pembina Pipeline
PBA
$27.6B
$7K ﹤0.01%
233
– –
PJP icon
411
Invesco Pharmaceuticals ETF
PJP
$479M
$7K ﹤0.01%
107
– –
ECHO
412
EchoStar
ECHO
$26.2B
$7K ﹤0.01%
197
– –
TWLO icon
413
Twilio
TWLO
$36.6B
$7K ﹤0.01%
+110
New +$5.49K
VRTX icon
414
Vertex Pharmaceuticals
VRTX
$126B
$7K ﹤0.01%
81
– –
GCH
415
DELISTED
Aberdeen Greater China Fund
GCH
$7K ﹤0.01%
723
-330
-31% -$2.94K
AXP icon
416
American Express
AXP
$230B
$6K ﹤0.01%
90
– –
BFH icon
417
Bread Financial
BFH
$4.38B
$6K ﹤0.01%
33
– –
CNQ icon
418
Canadian Natural Resources
CNQ
$93.8B
$6K ﹤0.01%
408
– –
EFV icon
419
iShares MSCI EAFE Value ETF
EFV
$29.4B
$6K ﹤0.01%
129
– –
IWM icon
420
iShares Russell 2000 ETF
IWM
$83B
$6K ﹤0.01%
52
– –
KEYS icon
421
Keysight
KEYS
$58.3B
$6K ﹤0.01%
198
– –
MCK icon
422
McKesson
MCK
$101B
$6K ﹤0.01%
35
– –
SDS icon
423
ProShares UltraShort S&P500
SDS
$390M
$6K ﹤0.01%
4
– –
TEL icon
424
TE Connectivity
TEL
$62.6B
$6K ﹤0.01%
87
– –
TRI icon
425
Thomson Reuters
TRI
$44.1B
$6K ﹤0.01%
129
– –
15 16
17
18 19

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.