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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
88
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLR icon
401
Digital Realty Trust
DLR
$72.1B
$7K 0.01%
60
– –
LITE icon
402
Lumentum
LITE
$64.3B
$7K 0.01%
276
– –
MCK icon
403
McKesson
MCK
$103B
$7K 0.01%
35
– –
MCO icon
404
Moody's
MCO
$83.8B
$7K 0.01%
75
– –
OXM icon
405
Oxford Industries
OXM
$580M
$7K 0.01%
124
– –
PBA icon
406
Pembina Pipeline
PBA
$27.4B
$7K 0.01%
233
– –
PJP icon
407
Invesco Pharmaceuticals ETF
PJP
$479M
$7K 0.01%
107
– –
RSP icon
408
Invesco S&P 500 Equal Weight ETF
RSP
$99.3B
$7K 0.01%
83
– –
SDS icon
409
ProShares UltraShort S&P500
SDS
$393M
$7K 0.01%
4
-22
-85% -$40.7K
VFC icon
410
VF Corp
VFC
$5.98B
$7K 0.01%
113
– –
VRTX icon
411
Vertex Pharmaceuticals
VRTX
$123B
$7K 0.01%
81
– –
WFM
412
DELISTED
Whole Foods Market Inc
WFM
$7K 0.01%
212
-75
-26% -$2.33K
BBL
413
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$7K 0.01%
287
+2
+0.7% +$49
HAWK
414
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$7K 0.01%
197
– –
VXX
415
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$7K 0.01%
31
– –
AMBA icon
416
Ambarella
AMBA
$3.59B
$6K ﹤0.01%
125
– –
APA icon
417
APA Corp
APA
$12.3B
$6K ﹤0.01%
103
– –
APOG icon
418
Apogee Enterprises
APOG
$897M
$6K ﹤0.01%
121
+50
+70% +$2.17K
AZN icon
419
AstraZeneca
AZN
$250B
$6K ﹤0.01%
100
– –
BBSI icon
420
Barrett Business Services
BBSI
$985M
$6K ﹤0.01%
612
– –
CLB icon
421
Core Laboratories
CLB
$502M
$6K ﹤0.01%
+50
New +$6.04K
CNQ icon
422
Canadian Natural Resources
CNQ
$93.3B
$6K ﹤0.01%
408
-6
-1% -$85
DIA icon
423
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.7B
$6K ﹤0.01%
36
– –
ECL icon
424
Ecolab
ECL
$80.3B
$6K ﹤0.01%
50
– –
EFV icon
425
iShares MSCI EAFE Value ETF
EFV
$29.2B
$6K ﹤0.01%
129
– –
15 16
17
18 19

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AAS
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FGAM
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MCM
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TCP
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PSC
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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 88 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.