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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STT icon
401
State Street
STT
$50.7B
$10K 0.01%
167
– –
VIAV icon
402
Viavi Solutions
VIAV
$9.66B
$10K 0.01%
1,388
– –
VOD icon
403
Vodafone
VOD
$37.4B
$10K 0.01%
300
– –
RJA
404
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$10K 0.01%
1,664
-1,500
-47% -$9.18K
CAT icon
405
Caterpillar
CAT
$387B
$9K 0.01%
122
+1
+0.8% +$67
CMG icon
406
Chipotle Mexican Grill
CMG
$41.5B
$9K 0.01%
+1,000
New +$9.51K
CTAS icon
407
Cintas
CTAS
$81.3B
$9K 0.01%
420
– –
EP.PRC icon
408
El Paso Energy Capital Trust I
EP.PRC
$223M
– –
0
– –
ETY icon
409
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
– –
0
– –
FSBW icon
410
FS Bancorp
FSBW
$320M
$9K 0.01%
724
– –
GEO icon
411
The GEO Group
GEO
$4.04B
$9K 0.01%
+375
New +$7.32K
HRL icon
412
Hormel Foods
HRL
$13.8B
$9K 0.01%
200
– –
HYS icon
413
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$9K 0.01%
+90
New +$8.13K
NUGT icon
414
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.23B
$9K 0.01%
38
-12
-24% -$2.13K
RGR icon
415
Sturm, Ruger & Co
RGR
$593M
$9K 0.01%
136
– –
VCIT icon
416
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$9K 0.01%
+101
New +$8.57K
AET
417
DELISTED
Aetna Inc
AET
$9K 0.01%
82
– –
GCH
418
DELISTED
Aberdeen Greater China Fund
GCH
$9K 0.01%
1,053
– –
IXYS
419
DELISTED
IXYS Corp
IXYS
$9K 0.01%
805
+2
+0.2% +$23
WFM
420
DELISTED
Whole Foods Market Inc
WFM
$9K 0.01%
287
-884
-75% -$27.7K
VXX
421
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$9K 0.01%
31
– –
BUI icon
422
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
– –
0
– –
C icon
423
Citigroup
C
$226B
$8K 0.01%
196
– –
EA
424
DELISTED
Electronic Arts
EA
$8K 0.01%
120
– –
MHF
425
Western Asset Municipal High Income Fund
MHF
$153M
$8K 0.01%
967
-805
-45% -$6.37K
15 16
17
18 19

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Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.