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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EA
401
DELISTED
Electronic Arts
EA
$8K 0.01%
120
-60
-33% -$4.21K
EP.PRC icon
402
El Paso Energy Capital Trust I
EP.PRC
$223M
– –
0
– –
HRL icon
403
Hormel Foods
HRL
$13.8B
$8K 0.01%
+200
New +$7.11K
MCO icon
404
Moody's
MCO
$82.7B
$8K 0.01%
75
– –
NPO icon
405
Enpro
NPO
$7.05B
$8K 0.01%
188
– –
OXM icon
406
Oxford Industries
OXM
$552M
$8K 0.01%
124
– –
RGR icon
407
Sturm, Ruger & Co
RGR
$593M
$8K 0.01%
136
– –
RH icon
408
RH
RH
$3.71B
$8K 0.01%
100
– –
VIAV icon
409
Viavi Solutions
VIAV
$9.66B
$8K 0.01%
1,388
– –
VUG icon
410
Vanguard Morningstar Growth ETF
VUG
$231B
$8K 0.01%
450
– –
EEP
411
DELISTED
Enbridge Energy Partners
EEP
– –
0
– –
GPRO
412
DELISTED
GEN-PROBE INC NEW
GPRO
$8K 0.01%
+437
New +$8K
AMBA icon
413
Ambarella
AMBA
$3.81B
$7K 0.01%
+125
New +$7.04K
AZN icon
414
AstraZeneca
AZN
$250B
$7K 0.01%
+100
New +$6.56K
BFH icon
415
Bread Financial
BFH
$4.38B
$7K 0.01%
33
– –
MCK icon
416
McKesson
MCK
$101B
$7K 0.01%
35
– –
MFC icon
417
Manulife Financial
MFC
$73.5B
$7K 0.01%
465
– –
PJP icon
418
Invesco Pharmaceuticals ETF
PJP
$479M
$7K 0.01%
107
– –
RGLD icon
419
Royal Gold
RGLD
$19.5B
$7K 0.01%
202
+150
+288% +$6.26K
UNG icon
420
United States Natural Gas Fund
UNG
$455M
$7K 0.01%
51
– –
UNIT
421
Uniti Group
UNIT
$2.32B
$7K 0.01%
364
– –
VFC icon
422
VF Corp
VFC
$5.89B
$7K 0.01%
113
-42
-27% -$2.62K
FRGI
423
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$7K 0.01%
200
– –
BSX icon
424
Boston Scientific
BSX
$71.5B
$6K ﹤0.01%
300
– –
DIA icon
425
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$6K ﹤0.01%
36
– –
15 16
17
18 19

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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.