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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFM
401
DELISTED
Whole Foods Market Inc
WFM
$9K 0.01%
170
+100
+143% +$4.41K
ETP
402
DELISTED
Energy Transfer Partners L.p.
ETP
– –
0
– –
CNQ icon
403
Canadian Natural Resources
CNQ
$94.9B
$8K 0.01%
527
– –
FNV icon
404
Franco-Nevada
FNV
$46B
$8K 0.01%
158
+58
+58% +$2.95K
IXC icon
405
iShares Global Energy ETF
IXC
$2.76B
$8K 0.01%
215
-135
-39% -$5.37K
PAA icon
406
Plains All American Pipeline
PAA
$16.1B
– –
0
– –
PBA icon
407
Pembina Pipeline
PBA
$27.6B
$8K 0.01%
+233
New +$8.84K
PRGO icon
408
Perrigo
PRGO
$1.78B
$8K 0.01%
46
– –
ECHO
409
EchoStar
ECHO
$26.2B
$8K 0.01%
197
– –
SYT
410
DELISTED
Syngenta Ag
SYT
$8K 0.01%
122
– –
OUTR
411
DELISTED
OUTERWALL INC
OUTR
$8K 0.01%
100
– –
AGN
412
DELISTED
Allergan Inc
AGN
$8K 0.01%
+36
New +$7.16K
AGNC icon
413
AGNC Investment
AGNC
$12.9B
$7K 0.01%
300
– –
BDX icon
414
Becton Dickinson
BDX
$48.7B
$7K 0.01%
52
– –
BFH icon
415
Bread Financial
BFH
$4.38B
$7K 0.01%
33
– –
CLMT icon
416
Calumet Specialty Products
CLMT
$3.44B
$7K 0.01%
+300
New +$7.81K
EFV icon
417
iShares MSCI EAFE Value ETF
EFV
$29.4B
$7K 0.01%
129
– –
ERIC icon
418
Ericsson
ERIC
$33.3B
$7K 0.01%
560
– –
FSBW icon
419
FS Bancorp
FSBW
$320M
$7K 0.01%
724
– –
IONS icon
420
Ionis Pharmaceuticals
IONS
$9.4B
$7K 0.01%
+110
New +$5.43K
KR icon
421
Kroger
KR
$34.8B
$7K 0.01%
216
– –
MCK icon
422
McKesson
MCK
$101B
$7K 0.01%
35
– –
MCO icon
423
Moody's
MCO
$82.7B
$7K 0.01%
75
– –
MEI icon
424
Methode Electronics
MEI
$592M
$7K 0.01%
+200
New +$7.5K
OXM icon
425
Oxford Industries
OXM
$552M
$7K 0.01%
124
– –
15 16
17
18 19

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.