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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXYS
401
DELISTED
IXYS Corp
IXYS
$8K 0.01%
800
– –
SYT
402
DELISTED
Syngenta Ag
SYT
$8K 0.01%
122
– –
BHP icon
403
BHP
BHP
$230B
$7K 0.01%
144
– –
CIG icon
404
CEMIG Preferred Shares
CIG
$6.01B
$7K 0.01%
2,148
– –
DD icon
405
DuPont de Nemours
DD
$19.2B
$7K 0.01%
53
– –
EFV icon
406
iShares MSCI EAFE Value ETF
EFV
$29.4B
$7K 0.01%
129
– –
ERIC icon
407
Ericsson
ERIC
$33.3B
$7K 0.01%
560
– –
FWONA icon
408
Liberty Media Series A
FWONA
$23.6B
$7K 0.01%
271
-55
-17% -$1.35K
GBX icon
409
The Greenbrier Companies
GBX
$1.46B
$7K 0.01%
+100
New +$6.85K
MCK icon
410
McKesson
MCK
$101B
$7K 0.01%
35
– –
MCO icon
411
Moody's
MCO
$82.7B
$7K 0.01%
75
– –
PJP icon
412
Invesco Pharmaceuticals ETF
PJP
$479M
$7K 0.01%
107
– –
PRGO icon
413
Perrigo
PRGO
$1.78B
$7K 0.01%
46
– –
RGR icon
414
Sturm, Ruger & Co
RGR
$593M
$7K 0.01%
136
+1
+0.7% +$53
X
415
DELISTED
US Steel
X
$7K 0.01%
170
– –
CHK
416
DELISTED
Chesapeake Energy Corporation
CHK
$7K 0.01%
1
-1
-50% -$5.27K
AET
417
DELISTED
Aetna Inc
AET
$7K 0.01%
82
– –
COV
418
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$7K 0.01%
77
-218
-74% -$19.3K
ADM icon
419
Archer Daniels Midland
ADM
$36.9B
$6K ﹤0.01%
110
-220
-67% -$10.8K
AGNC icon
420
AGNC Investment
AGNC
$12.9B
$6K ﹤0.01%
300
– –
BDX icon
421
Becton Dickinson
BDX
$48.2B
$6K ﹤0.01%
52
-43
-45% -$4.9K
BFH icon
422
Bread Financial
BFH
$4.38B
$6K ﹤0.01%
33
– –
CMI icon
423
Cummins
CMI
$88.7B
$6K ﹤0.01%
45
– –
ECL icon
424
Ecolab
ECL
$79.9B
$6K ﹤0.01%
50
– –
FSBW icon
425
FS Bancorp
FSBW
$320M
$6K ﹤0.01%
724
– –
15 16
17
18 19

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.