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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
401
Seagate
STX
$190B
$8K 0.01%
145
– –
VRTX icon
402
Vertex Pharmaceuticals
VRTX
$123B
$8K 0.01%
81
– –
RAD
403
DELISTED
Rite Aid Corporation
RAD
$8K 0.01%
+53
New +$7.82K
MHR
404
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$8K 0.01%
937
+239
+34% +$1.95K
AGNC icon
405
AGNC Investment
AGNC
$12.6B
$7K 0.01%
300
– –
AGQ icon
406
ProShares Ultra Silver
AGQ
$1.29B
$7K 0.01%
100
-82
-45% -$5.14K
BFH icon
407
Bread Financial
BFH
$4.54B
$7K 0.01%
33
– –
CMI icon
408
Cummins
CMI
$89.5B
$7K 0.01%
45
– –
DD icon
409
DuPont de Nemours
DD
$19.9B
$7K 0.01%
53
-39
-42% -$4.97K
ERIC icon
410
Ericsson
ERIC
$33B
$7K 0.01%
560
– –
IHE icon
411
iShares US Pharmaceuticals ETF
IHE
$1.64B
$7K 0.01%
156
– –
LMT icon
412
Lockheed Martin
LMT
$133B
$7K 0.01%
46
– –
MCK icon
413
McKesson
MCK
$103B
$7K 0.01%
35
– –
MCO icon
414
Moody's
MCO
$83.8B
$7K 0.01%
75
– –
MNST icon
415
Monster Beverage
MNST
$92.4B
$7K 0.01%
600
– –
NCV
416
Virtus Convertible & Income Fund
NCV
$388M
$7K 0.01%
169
– –
NUGT icon
417
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.07B
$7K 0.01%
4
– –
PJP icon
418
Invesco Pharmaceuticals ETF
PJP
$479M
$7K 0.01%
107
– –
PRGO icon
419
Perrigo
PRGO
$1.84B
$7K 0.01%
46
– –
SCHW
420
Charles Schwab
SCHW
$188B
$7K 0.01%
262
– –
SPR
421
DELISTED
Spirit AeroSystems
SPR
$7K 0.01%
200
– –
WKC icon
422
World Kinect Corp
WKC
$1.97B
$7K 0.01%
136
– –
QVCGA
423
DELISTED
QVC Group Inc Series A
QVCGA
$7K 0.01%
5
– –
LL
424
DELISTED
LL Flooring Holdings, Inc.
LL
$7K 0.01%
87
– –
AET
425
DELISTED
Aetna Inc
AET
$7K 0.01%
82
-100
-55% -$7.57K
15 16
17
18 19

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.