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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXYS
401
DELISTED
IXYS Corp
IXYS
$9K 0.01%
800
– –
SYT
402
DELISTED
Syngenta Ag
SYT
$9K 0.01%
122
– –
ARG
403
DELISTED
Airgas Inc
ARG
$9K 0.01%
84
– –
AVA icon
404
Avista
AVA
$3.24B
$8K 0.01%
251
-49
-16% -$1.42K
BHP icon
405
BHP
BHP
$230B
$8K 0.01%
144
– –
FWONA icon
406
Liberty Media Series A
FWONA
$23.6B
$8K 0.01%
326
– –
IRBT
407
DELISTED
iRobot
IRBT
$8K 0.01%
+195
New +$7.81K
LMT icon
408
Lockheed Martin
LMT
$136B
$8K 0.01%
46
– –
M icon
409
Macy's
M
$6.68B
$8K 0.01%
136
– –
O icon
410
Realty Income
O
$59.1B
$8K 0.01%
208
– –
RGLD icon
411
Royal Gold
RGLD
$19.5B
$8K 0.01%
125
+47
+60% +$2.89K
RGR icon
412
Sturm, Ruger & Co
RGR
$593M
$8K 0.01%
135
-25
-16% -$1.76K
ECHO
413
EchoStar
ECHO
$26.2B
$8K 0.01%
197
– –
SCHX icon
414
Schwab US Large- Cap ETF
SCHX
$74.5B
$8K 0.01%
+1,050
New +$7.69K
STX icon
415
Seagate
STX
$184B
$8K 0.01%
145
– –
TEF
416
DELISTED
Telefonica
TEF
$8K 0.01%
725
– –
WPM icon
417
Wheaton Precious Metals
WPM
$60.9B
$8K 0.01%
340
– –
LL
418
DELISTED
LL Flooring Holdings, Inc.
LL
$8K 0.01%
87
– –
BFH icon
419
Bread Financial
BFH
$4.38B
$7K 0.01%
33
– –
BR icon
420
Broadridge
BR
$19B
$7K 0.01%
200
– –
CIG icon
421
CEMIG Preferred Shares
CIG
$6.01B
$7K 0.01%
2,148
-2
-0.1% -$6
CMI icon
422
Cummins
CMI
$88.7B
$7K 0.01%
45
– –
EFV icon
423
iShares MSCI EAFE Value ETF
EFV
$29.4B
$7K 0.01%
129
– –
ERIC icon
424
Ericsson
ERIC
$33.3B
$7K 0.01%
560
– –
FE icon
425
FirstEnergy
FE
$27.5B
$7K 0.01%
+200
New +$6.32K
15 16
17
18 19

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AAS
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FGAM
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MCM
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KF
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TCP
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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.