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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
376
General Motors
GM
$77.7B
$1.29K ﹤0.01%
36
– –
GPK icon
377
Graphic Packaging
GPK
$3.56B
$1.23K ﹤0.01%
50
– –
AEP icon
378
American Electric Power
AEP
$66.8B
$1.22K ﹤0.01%
+15
New +$1.16K
CHTR icon
379
Charter Communications
CHTR
$17.8B
$1.17K ﹤0.01%
3
– –
FCX icon
380
Freeport-McMoran
FCX
$99B
$1.1K ﹤0.01%
26
– –
FVRR icon
381
Fiverr
FVRR
$322M
$1.09K ﹤0.01%
40
-45
-53% -$1.11K
SCHH icon
382
Schwab US REIT ETF
SCHH
$11.2B
$1.08K ﹤0.01%
+52
New +$966
MAG
383
DELISTED
MAG Silver
MAG
$1.04K ﹤0.01%
100
– –
FCG icon
384
First Trust Natural Gas ETF
FCG
$635M
$1.01K ﹤0.01%
42
– –
PSLV icon
385
Sprott Physical Silver Trust
PSLV
$13.5B
$1.01K ﹤0.01%
125
– –
BHF icon
386
Brighthouse Financial
BHF
$3.44B
$1.01K ﹤0.01%
19
– –
CATH icon
387
Global X S&P 500 Catholic Values ETF
CATH
$1.36B
$972 ﹤0.01%
17
– –
VTRS icon
388
Viatris
VTRS
$18.7B
$943 ﹤0.01%
87
-25
-22% -$239
PM icon
389
Philip Morris
PM
$293B
$941 ﹤0.01%
10
– –
STLA icon
390
Stellantis
STLA
$21.2B
$933 ﹤0.01%
40
– –
NXE icon
391
NexGen Energy
NXE
$6.88B
$910 ﹤0.01%
130
– –
REIT icon
392
ALPS Active REIT ETF
REIT
$56.7M
$867 ﹤0.01%
33
– –
REE
393
DELISTED
REE Automotive
REE
$859 ﹤0.01%
167
– –
MVIS icon
394
Microvision
MVIS
$95M
$833 ﹤0.01%
21
– –
SNPE icon
395
Xtrackers S&P 500 ESG ETF
SNPE
$2.77B
$828 ﹤0.01%
19
– –
VRTX icon
396
Vertex Pharmaceuticals
VRTX
$135B
$814 ﹤0.01%
2
– –
MRNA icon
397
Moderna
MRNA
$24B
$796 ﹤0.01%
8
– –
ARKW icon
398
ARK Web x.0 ETF
ARKW
$1.76B
$759 ﹤0.01%
10
– –
NIO icon
399
NIO
NIO
$11.9B
$744 ﹤0.01%
82
– –
CNC icon
400
Centene
CNC
$33B
$743 ﹤0.01%
+10
New +$721
14 15
16
17 18

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Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.