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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CUK
376
DELISTED
Carnival PLC
CUK
$1.27K ﹤0.01%
104
– –
HUT
377
Hut 8
HUT
$10.6B
$1.27K ﹤0.01%
130
– –
CVS icon
378
CVS Health
CVS
$122B
$1.26K ﹤0.01%
18
– –
PAAS icon
379
Pan American Silver
PAAS
$21.8B
$1.25K ﹤0.01%
86
– –
PUBM icon
380
PubMatic
PUBM
$809M
$1.21K ﹤0.01%
100
– –
GM icon
381
General Motors
GM
$77.2B
$1.19K ﹤0.01%
36
– –
GPK icon
382
Graphic Packaging
GPK
$3.53B
$1.11K ﹤0.01%
50
– –
VTRS icon
383
Viatris
VTRS
$18.7B
$1.1K ﹤0.01%
112
– –
FCG icon
384
First Trust Natural Gas ETF
FCG
$645M
$1.08K ﹤0.01%
42
+1
+2% +$26
BTBT icon
385
Bit Digital
BTBT
$454M
$1.07K ﹤0.01%
500
– –
IJR icon
386
iShares Core S&P Small-Cap ETF
IJR
$112B
$1.04K ﹤0.01%
+11
New +$1.1K
MAG
387
DELISTED
MAG Silver
MAG
$1.04K ﹤0.01%
+100
New +$1.11K
CIBR icon
388
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$1K ﹤0.01%
+22
New +$1.01K
UWMC icon
389
UWM Holdings
UWMC
$478M
$970 ﹤0.01%
200
– –
WAB icon
390
Wabtec
WAB
$49.7B
$957 ﹤0.01%
9
– –
FCX icon
391
Freeport-McMoran
FCX
$98.7B
$956 ﹤0.01%
26
– –
PSLV icon
392
Sprott Physical Silver Trust
PSLV
$13.7B
$948 ﹤0.01%
125
– –
BHF icon
393
Brighthouse Financial
BHF
$3.46B
$930 ﹤0.01%
19
– –
PM icon
394
Philip Morris
PM
$290B
$926 ﹤0.01%
+10
New +$962
SILV
395
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$882 ﹤0.01%
200
– –
CATH icon
396
Global X S&P 500 Catholic Values ETF
CATH
$1.35B
$876 ﹤0.01%
17
– –
LMND icon
397
Lemonade
LMND
$4.08B
$872 ﹤0.01%
75
– –
GAMR icon
398
Amplify Video Game Tech ETF
GAMR
$40.1M
$856 ﹤0.01%
+16
New +$928
PATH icon
399
UiPath
PATH
$8.08B
$856 ﹤0.01%
50
– –
MRNA icon
400
Moderna
MRNA
$23.9B
$827 ﹤0.01%
8
– –
14 15
16
17 18

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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.