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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$318M
AUM Growth
+$103M
Cap. Flow
+$94M
Cap. Flow %
29.53%
Top 10 Hldgs %
82.04%
Holding
579
New
55
Increased
78
Reduced
100
Closed
85

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$34.5M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$29.2M
3
EWG icon
iShares MSCI Germany ETF
EWG
+$28.8M
4
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$28.6M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$28M

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$45.9M
2
EWW icon
iShares MSCI Mexico ETF
EWW
+$30.2M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.9M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.8M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.5M

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Industrials 1.59%
3 Consumer Discretionary 0.87%
4 Financials 0.82%
5 Consumer Staples 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGXX
376
Digi Power X Inc
DGXX
$370M
$1.08K ﹤0.01%
650
– –
VTRS icon
377
Viatris
VTRS
$18.7B
$1.08K ﹤0.01%
112
-5
-4% -$55
CHTR icon
378
Charter Communications
CHTR
$18.3B
$1.07K ﹤0.01%
3
– –
LMND icon
379
Lemonade
LMND
$4.08B
$1.07K ﹤0.01%
75
– –
FCX icon
380
Freeport-McMoran
FCX
$98.7B
$1.04K ﹤0.01%
25
– –
UWMC icon
381
UWM Holdings
UWMC
$478M
$982 ﹤0.01%
200
– –
SONO icon
382
Sonos
SONO
$1.83B
$981 ﹤0.01%
50
– –
TTWO icon
383
Take-Two Interactive
TTWO
$47.4B
$955 ﹤0.01%
8
– –
CUK
384
DELISTED
Carnival PLC
CUK
$952 ﹤0.01%
+104
New +$972
FCG icon
385
First Trust Natural Gas ETF
FCG
$645M
$919 ﹤0.01%
41
+1
+3% +$24
OGN icon
386
Organon & Co
OGN
$3.58B
$918 ﹤0.01%
39
– –
WAB icon
387
Wabtec
WAB
$49.7B
$910 ﹤0.01%
9
– –
ARKK icon
388
ARK Innovation ETF
ARKK
$6.37B
$888 ﹤0.01%
22
+12
+120% +$460
PATH icon
389
UiPath
PATH
$8.08B
$878 ﹤0.01%
50
– –
BHF icon
390
Brighthouse Financial
BHF
$3.46B
$839 ﹤0.01%
19
– –
CATH icon
391
Global X S&P 500 Catholic Values ETF
CATH
$1.35B
$837 ﹤0.01%
17
– –
MVIS icon
392
Microvision
MVIS
$86.9M
$836 ﹤0.01%
21
– –
MARA icon
393
Marathon Digital Holdings
MARA
$3.69B
$829 ﹤0.01%
95
– –
SCHH icon
394
Schwab US REIT ETF
SCHH
$11.2B
$819 ﹤0.01%
42
-480
-92% -$9.61K
REIT icon
395
ALPS Active REIT ETF
REIT
$56.9M
$804 ﹤0.01%
+33
New +$823
UPST icon
396
Upstart Holdings
UPST
$2.94B
$795 ﹤0.01%
50
– –
NRG icon
397
NRG Energy
NRG
$25B
$789 ﹤0.01%
23
+13
+130% +$431
QCLN icon
398
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$784 ﹤0.01%
15
– –
AMBA icon
399
Ambarella
AMBA
$3.6B
$775 ﹤0.01%
10
– –
BTBT icon
400
Bit Digital
BTBT
$454M
$770 ﹤0.01%
500
– –
14 15
16
17 18

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Tradewinds Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Tradewinds Capital Management held 579 positions worth $318M, up 48% from $215M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Tradewinds Capital Management deployed $94M of net new capital in Q1 2023, opening 55 new positions and adding to 78 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, down from 3.3% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $45.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2023 buy was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Long Term Treasury ETF in Q1 2023, an estimated $29.2M increase.
  • Tradewinds Capital Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $45.9M.
  • Tradewinds Capital Management fully exited Franklin FTSE Mexico ETF in Q1 2023, selling an estimated $85.9K.
  • Tradewinds Capital Management's ten largest holdings make up 82% of its $318M portfolio in Q1 2023.
  • Tradewinds Capital Management opened 55 new positions and closed 85 in Q1 2023.
  • Tradewinds Capital Management's portfolio value rose 48% quarter-over-quarter to $318M.

Based on Tradewinds Capital Management's 13F filing for Q1 2023, filed 10 Apr 2023.