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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
376
iShares Core S&P Mid-Cap ETF
IJH
$127B
$20K ﹤0.01%
355
– –
KMX icon
377
CarMax
KMX
$8.26B
$20K ﹤0.01%
+150
New +$21K
LAZR
378
DELISTED
Luminar Technologies
LAZR
$20K ﹤0.01%
80
+33
+70% +$8.26K
VGIT icon
379
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$20K ﹤0.01%
+297
New +$19.9K
VNT icon
380
Vontier
VNT
$4.74B
$20K ﹤0.01%
664
– –
BG icon
381
Bunge Global
BG
$20.8B
$19K ﹤0.01%
200
– –
CDW icon
382
CDW
CDW
$17B
$19K ﹤0.01%
95
– –
COHR icon
383
Coherent
COHR
$74.2B
$19K ﹤0.01%
285
– –
EOG icon
384
EOG Resources
EOG
$70.7B
$19K ﹤0.01%
210
– –
EPC icon
385
Edgewell Personal Care
EPC
$1.31B
$19K ﹤0.01%
407
– –
GMED icon
386
Globus Medical
GMED
$11.2B
$19K ﹤0.01%
270
-75
-22% -$5.44K
MAA icon
387
Mid-America Apartment Communities
MAA
$15.7B
$19K ﹤0.01%
84
– –
NFLX icon
388
Netflix
NFLX
$309B
$19K ﹤0.01%
310
– –
AFL icon
389
Aflac
AFL
$62.6B
$18K ﹤0.01%
310
– –
AMP icon
390
Ameriprise Financial
AMP
$48.8B
$18K ﹤0.01%
60
– –
BIP icon
391
Brookfield Infrastructure Partners
BIP
$18B
$18K ﹤0.01%
450
– –
NEE icon
392
NextEra Energy
NEE
$177B
$18K ﹤0.01%
192
– –
OC icon
393
Owens Corning
OC
$12.4B
$18K ﹤0.01%
+200
New +$18.2K
SFM icon
394
Sprouts Farmers Market
SFM
$8.01B
$18K ﹤0.01%
600
+500
+500% +$12.5K
SLB icon
395
SLB Ltd
SLB
$75B
$18K ﹤0.01%
600
– –
TRV icon
396
Travelers Companies
TRV
$80.2B
$18K ﹤0.01%
112
-11
-9% -$1.72K
VLO icon
397
Valero Energy
VLO
$85.9B
$18K ﹤0.01%
234
– –
VWO icon
398
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$18K ﹤0.01%
359
– –
ZS icon
399
Zscaler
ZS
$27.3B
$18K ﹤0.01%
55
– –
DAVA icon
400
Endava
DAVA
$156M
$17K ﹤0.01%
100
– –
14 15
16
17 18

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.