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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
376
DELISTED
Walgreens Boots Alliance
WBA
$19K ﹤0.01%
414
– –
QS icon
377
QuantumScape Corp
QS
$3.72B
$18K ﹤0.01%
738
– –
SLB icon
378
SLB Ltd
SLB
$77.9B
$18K ﹤0.01%
600
– –
SPYG icon
379
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.3B
$18K ﹤0.01%
281
-833
-75% -$55K
VWO icon
380
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$18K ﹤0.01%
359
-72
-17% -$3.72K
ASIX icon
381
AdvanSix
ASIX
$437M
$17K ﹤0.01%
419
– –
BIP icon
382
Brookfield Infrastructure Partners
BIP
$17.6B
$17K ﹤0.01%
450
– –
CDW icon
383
CDW
CDW
$17.1B
$17K ﹤0.01%
95
– –
COHR icon
384
Coherent
COHR
$65.3B
$17K ﹤0.01%
+285
New +$18.6K
EOG icon
385
EOG Resources
EOG
$74.3B
$17K ﹤0.01%
210
-15
-7% -$1.09K
GXC icon
386
State Street SPDR S&P China ETF
GXC
$485M
$17K ﹤0.01%
158
-86
-35% -$10.1K
VLO icon
387
Valero Energy
VLO
$90.4B
$17K ﹤0.01%
234
– –
AFL icon
388
Aflac
AFL
$61.5B
$16K ﹤0.01%
310
– –
AMP icon
389
Ameriprise Financial
AMP
$49.4B
$16K ﹤0.01%
60
– –
AOS icon
390
A.O. Smith
AOS
$8.48B
$16K ﹤0.01%
266
– –
BG icon
391
Bunge Global
BG
$21.5B
$16K ﹤0.01%
200
– –
ENR icon
392
Energizer
ENR
$1.5B
$16K ﹤0.01%
407
– –
LNT icon
393
Alliant Energy
LNT
$17.7B
$16K ﹤0.01%
282
+2
+0.7% +$118
MAA icon
394
Mid-America Apartment Communities
MAA
$15.3B
$16K ﹤0.01%
84
– –
MET icon
395
MetLife
MET
$61.6B
$16K ﹤0.01%
265
– –
NEA icon
396
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$16K ﹤0.01%
1,028
– –
TWLO icon
397
Twilio
TWLO
$38.3B
$16K ﹤0.01%
50
– –
EVA
398
DELISTED
Enviva Inc.
EVA
$16K ﹤0.01%
302
– –
CMS icon
399
CMS Energy
CMS
$21.8B
$15K ﹤0.01%
244
+2
+0.8% +$125
COLB icon
400
Columbia Banking Systems
COLB
$8.8B
$15K ﹤0.01%
400
– –
14 15
16
17 18

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.