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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INCY icon
376
Incyte
INCY
$24.7B
$16K ﹤0.01%
200
– –
JEF icon
377
Jefferies Financial Group
JEF
$12.7B
$16K ﹤0.01%
567
– –
KSS icon
378
Kohl's
KSS
$2.19B
$16K ﹤0.01%
268
– –
MBB icon
379
iShares MBS ETF
MBB
$38.9B
$16K ﹤0.01%
+151
New +$16.5K
NFLX icon
380
Netflix
NFLX
$315B
$16K ﹤0.01%
310
+190
+158% +$10.1K
RDFN
381
DELISTED
Redfin
RDFN
$16K ﹤0.01%
233
– –
SLB icon
382
SLB Ltd
SLB
$78.6B
$16K ﹤0.01%
600
– –
SPOT icon
383
Spotify
SPOT
$105B
$16K ﹤0.01%
61
– –
WEC icon
384
WEC Energy
WEC
$34.6B
$16K ﹤0.01%
170
– –
XOS icon
385
Xos
XOS
$36.8M
$16K ﹤0.01%
+54
New +$17.5K
YUMC icon
386
Yum China
YUMC
$16.5B
$16K ﹤0.01%
266
– –
BTI icon
387
British American Tobacco
BTI
$123B
$15K ﹤0.01%
378
– –
DD icon
388
DuPont de Nemours
DD
$19.2B
$15K ﹤0.01%
159
-84
-35% -$8.05K
DOW icon
389
Dow Inc
DOW
$21.9B
$15K ﹤0.01%
237
-61
-20% -$3.65K
NEA icon
390
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$15K ﹤0.01%
1,028
– –
NEE icon
391
NextEra Energy
NEE
$176B
$15K ﹤0.01%
192
-1,016
-84% -$79.3K
TSM icon
392
TSMC
TSM
$2.19T
$15K ﹤0.01%
123
+10
+9% +$1.24K
XSOE icon
393
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.08B
$15K ﹤0.01%
367
– –
AKAM icon
394
Akamai
AKAM
$17B
$14K ﹤0.01%
135
– –
AMP icon
395
Ameriprise Financial
AMP
$49.3B
$14K ﹤0.01%
60
– –
BIIB icon
396
Biogen
BIIB
$30.6B
$14K ﹤0.01%
+50
New +$13.5K
CTVA icon
397
Corteva
CTVA
$51.2B
$14K ﹤0.01%
298
– –
DRI icon
398
Darden Restaurants
DRI
$24.6B
$14K ﹤0.01%
100
– –
AGNT
399
AGNT Inc
AGNT
$697M
$14K ﹤0.01%
305
+65
+27% +$3.46K
FPI
400
Farmland Partners
FPI
$424M
$14K ﹤0.01%
+1,271
New +$14.5K
14 15
16
17 18

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.