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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPC icon
376
Edgewell Personal Care
EPC
$1.29B
$14K ﹤0.01%
407
– –
FVRR icon
377
Fiverr
FVRR
$327M
$14K ﹤0.01%
+70
New +$12.7K
GDX icon
378
VanEck Gold Miners ETF
GDX
$27.6B
$14K ﹤0.01%
400
+50
+14% +$1.87K
NOW icon
379
ServiceNow
NOW
$132B
$14K ﹤0.01%
125
+25
+25% +$2.6K
NPO icon
380
Enpro
NPO
$7.04B
$14K ﹤0.01%
188
– –
OKTA icon
381
Okta
OKTA
$26.2B
$14K ﹤0.01%
+56
New +$13.3K
SILJ icon
382
Amplify Junior Silver Miners ETF
SILJ
$3.95B
$14K ﹤0.01%
880
+11
+1% +$160
TWST icon
383
Twist Bioscience
TWST
$7.83B
$14K ﹤0.01%
100
– –
EVA
384
DELISTED
Enviva Inc.
EVA
$14K ﹤0.01%
300
– –
CDK
385
DELISTED
CDK Global, Inc.
CDK
$14K ﹤0.01%
266
– –
AEP icon
386
American Electric Power
AEP
$66.9B
$13K ﹤0.01%
155
– –
CDW icon
387
CDW
CDW
$17.1B
$13K ﹤0.01%
95
– –
JEF icon
388
Jefferies Financial Group
JEF
$12.8B
$13K ﹤0.01%
567
– –
ROKU icon
389
Roku
ROKU
$22.5B
$13K ﹤0.01%
40
+30
+300% +$7.87K
SLB icon
390
SLB Ltd
SLB
$78.9B
$13K ﹤0.01%
600
-275
-31% -$5.19K
VLO icon
391
Valero Energy
VLO
$90.7B
$13K ﹤0.01%
234
– –
AMP icon
392
Ameriprise Financial
AMP
$49.2B
$12K ﹤0.01%
60
– –
CTVA icon
393
Corteva
CTVA
$51B
$12K ﹤0.01%
298
– –
DRI icon
394
Darden Restaurants
DRI
$24.9B
$12K ﹤0.01%
100
– –
FNV icon
395
Franco-Nevada
FNV
$46.5B
$12K ﹤0.01%
98
– –
FVD icon
396
First Trust Value Line Dividend Fund
FVD
$8.35B
$12K ﹤0.01%
340
– –
GDXJ icon
397
VanEck Junior Gold Miners ETF
GDXJ
$8.54B
$12K ﹤0.01%
230
– –
IYR icon
398
iShares US Real Estate ETF
IYR
$4.52B
$12K ﹤0.01%
142
– –
JNUG icon
399
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$541M
$12K ﹤0.01%
100
– –
SLYV icon
400
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$12K ﹤0.01%
175
-51
-23% -$3.03K
14 15
16
17 18

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AAS
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FGAM
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MCM
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TCP
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PSC
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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.